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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRGE icon
251
ClearBridge Large Cap Growth Select ETF
LRGE
$362M
$1.25M 0.09%
24,998
+7,697
+44% +$369K
SO icon
252
Southern Company
SO
$108B
$1.24M 0.09%
+20,234
New +$1.22M
LLY icon
253
Eli Lilly
LLY
$1.08T
$1.22M 0.08%
7,244
+2,860
+65% +$427K
SYK icon
254
Stryker
SYK
$135B
$1.21M 0.08%
4,947
+4,758
+2,517% +$1.08M
FXH icon
255
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$1.21M 0.08%
11,206
+9,855
+729% +$1M
AMAT icon
256
Applied Materials
AMAT
$347B
$1.19M 0.08%
+13,753
New +$1.02M
EFAV icon
257
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.35B
$1.18M 0.08%
16,130
+11,378
+239% +$802K
PNC icon
258
PNC Financial Services
PNC
$99.1B
$1.18M 0.08%
7,937
+7,674
+2,918% +$980K
IGM icon
259
iShares Expanded Tech Sector ETF
IGM
$9.57B
$1.18M 0.08%
+20,244
New +$1.11M
ET icon
260
Energy Transfer Partners
ET
$69.5B
$1.17M 0.08%
189,004
+152,913
+424% +$925K
GWW icon
261
W.W. Grainger
GWW
$64.2B
$1.16M 0.08%
2,830
+2,680
+1,787% +$1.05M
EPD icon
262
Enterprise Products Partners
EPD
$83.7B
$1.15M 0.08%
58,592
+2,308
+4% +$43K
MKC icon
263
McCormick & Company Non-Voting
MKC
$14B
$1.15M 0.08%
12,007
+11,569
+2,641% +$1.09M
DEO icon
264
Diageo
DEO
$49.6B
$1.14M 0.08%
7,203
+6,821
+1,786% +$1.02M
DD icon
265
DuPont de Nemours
DD
$18.6B
$1.14M 0.08%
12,718
+10,792
+560% +$847K
MELI icon
266
Mercado Libre
MELI
$94.5B
$1.13M 0.08%
676
+673
+22,433% +$949K
HOLX
267
DELISTED
Hologic
HOLX
$1.13M 0.08%
+15,506
New +$1.09M
VB icon
268
Vanguard Small-Cap ETF
VB
$78.9B
$1.13M 0.08%
5,769
+5,745
+23,938% +$1.01M
USB icon
269
US Bancorp
USB
$97.9B
$1.13M 0.08%
24,170
+20,903
+640% +$885K
FXU icon
270
First Trust Utilities AlphaDEX Fund
FXU
$826M
$1.11M 0.08%
39,102
+36,832
+1,623% +$1.04M
GILD icon
271
Gilead Sciences
GILD
$165B
$1.11M 0.08%
19,059
+18,327
+2,504% +$1.11M
PPG icon
272
PPG Industries
PPG
$24.9B
$1.1M 0.08%
7,659
+7,493
+4,514% +$1.04M
MCHP icon
273
Microchip Technology
MCHP
$38.8B
$1.1M 0.08%
15,958
+15,096
+1,751% +$940K
QTEC icon
274
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.33B
$1.1M 0.08%
7,969
+4,424
+125% +$565K
CARR icon
275
Carrier Global
CARR
$49.8B
$1.09M 0.08%
28,891
+25,698
+805% +$930K
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.