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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-13.11%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$942M
AUM Growth
-$356M
Cap. Flow
-$167M
Cap. Flow %
-17.72%
Top 10 Hldgs %
30.97%
Holding
651
New
56
Increased
213
Reduced
222
Closed
142

Top Buys

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$29.8M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.8M
4
AMD icon
Advanced Micro Devices
AMD
+$5.54M
5
USO icon
United States Oil Fund
USO
+$4.9M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$74M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$26.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$25.5M
4
VMC icon
Vulcan Materials
VMC
+$6.18M
5
DHR icon
Danaher
DHR
+$4.96M

Sector Composition

Rank Sector Weight
1 Technology 10.54%
2 Financials 7.17%
3 Healthcare 6.32%
4 Consumer Staples 4.89%
5 Consumer Discretionary 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
251
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$698K 0.07%
7,881
-6,198
-44% -$602K
BKK
252
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$693K 0.07%
47,248
+465
+1% +$6.9K
ET icon
253
Energy Transfer Partners
ET
$69.5B
$690K 0.07%
150,062
+41,542
+38% +$443K
VEA icon
254
Vanguard FTSE Developed Markets ETF
VEA
$223B
$685K 0.07%
20,539
-2,956
-13% -$119K
BSCM
255
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$684K 0.07%
32,297
-7,378
-19% -$157K
FDL icon
256
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$682K 0.07%
30,543
-2,777
-8% -$80.1K
MDY icon
257
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$679K 0.07%
2,583
-7,183
-74% -$2.44M
PKG icon
258
Packaging Corp of America
PKG
$22.2B
$678K 0.07%
7,812
+42
+0.5% +$4.07K
BSCN
259
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$678K 0.07%
32,720
-7,522
-19% -$159K
RGEN icon
260
Repligen
RGEN
$6.91B
$670K 0.07%
+6,943
New +$670K
BNDX icon
261
Vanguard Total International Bond ETF
BNDX
$82B
$661K 0.07%
11,742
-1,147
-9% -$65.5K
VGIT icon
262
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$658K 0.07%
+9,323
New +$632K
DEO icon
263
Diageo
DEO
$49.6B
$655K 0.07%
5,153
-127
-2% -$19.1K
GWW icon
264
W.W. Grainger
GWW
$64.2B
$652K 0.07%
2,624
+38
+1% +$11.2K
VB icon
265
Vanguard Morningstar Small-Cap ETF
VB
$78.9B
$640K 0.07%
5,544
-572
-9% -$86K
AJG icon
266
Arthur J. Gallagher & Co
AJG
$69.1B
$633K 0.07%
7,767
-430
-5% -$41.2K
XLY icon
267
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$623K 0.07%
12,698
-53,638
-81% -$3.17M
QCOM icon
268
Qualcomm
QCOM
$164B
$621K 0.07%
9,174
-3,481
-28% -$285K
AMLP icon
269
Alerian MLP ETF
AMLP
$12.9B
$620K 0.07%
36,048
+4,761
+15% +$161K
MKC icon
270
McCormick & Company Non-Voting
MKC
$14B
$618K 0.07%
8,756
+736
+9% +$57.1K
BRO icon
271
Brown & Brown
BRO
$25.1B
$616K 0.07%
17,007
+728
+4% +$30.8K
RTN
272
DELISTED
Raytheon Company
RTN
$612K 0.06%
4,669
-691
-13% -$137K
IEMG icon
273
iShares Core MSCI Emerging Markets ETF
IEMG
$144B
$610K 0.06%
15,066
-362
-2% -$17.8K
IJH icon
274
iShares Core S&P Mid-Cap ETF
IJH
$121B
$608K 0.06%
21,115
-1,955
-8% -$72.7K
SAP icon
275
SAP
SAP
$215B
$607K 0.06%
5,497
– –
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2020 Portfolio in Review

As of Q1 2020, Prospera Financial Services held 651 positions worth $942M, down 27% from $1.3B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Prospera Financial Services withdrew a net $167M in Q1 2020, closing 142 positions and reducing 222 holdings. Its most notable exit was Vulcan Materials, an estimated $6.18M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 9.7% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Prospera Financial Services opened a new position in United States Oil Fund worth $2.14M.

  • Prospera Financial Services's largest Q1 2020 buy was United States Oil Fund: 63,650 shares worth $2.14M.
  • Prospera Financial Services added most to SPDR Dorsey Wright Fixed Income Allocation ETF in Q1 2020, an estimated $29.8M increase.
  • Prospera Financial Services's biggest Q1 2020 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $74M.
  • Prospera Financial Services fully exited Vulcan Materials in Q1 2020, selling an estimated $6.18M.
  • Prospera Financial Services's ten largest holdings make up 31% of its $942M portfolio in Q1 2020.
  • Prospera Financial Services opened 56 new positions and closed 142 in Q1 2020.
  • Prospera Financial Services's portfolio value fell 27% quarter-over-quarter to $942M.

Based on Prospera Financial Services's 13F filing for Q1 2020, filed 15 May 2020.