We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$974M
AUM Growth
+$82.9M
Cap. Flow
+$78.7M
Cap. Flow %
8.08%
Top 10 Hldgs %
37.28%
Holding
577
New
62
Increased
280
Reduced
175
Closed
35

Top Buys

Rank Stock Value
1
BX icon
Blackstone
BX
+$22.3M
2
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$3.19M
3
GLD icon
SPDR Gold Trust
GLD
+$2.83M
4
APO icon
Apollo Global Management
APO
+$2.78M
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$2.49M

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$2.34M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$1.96M
3
CMI icon
Cummins
CMI
+$1.8M
4
DIS icon
Walt Disney
DIS
+$1.67M
5
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$1.28M

Sector Composition

Rank Sector Weight
1 Financials 6.81%
2 Technology 6.66%
3 Industrials 3.57%
4 Consumer Discretionary 3.34%
5 Healthcare 3.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNDX icon
251
Vanguard Total International Bond ETF
BNDX
$82B
$636K 0.07%
+10,813
New +$631K
KMI icon
252
Kinder Morgan
KMI
$73.1B
$632K 0.06%
30,649
-9,218
-23% -$189K
ALLY icon
253
Ally Financial
ALLY
$13.1B
$626K 0.06%
18,887
+12,177
+181% +$395K
SCHZ icon
254
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$626K 0.06%
+23,268
New +$622K
RSPU icon
255
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$558M
$622K 0.06%
11,670
-2,100
-15% -$107K
REZ icon
256
iShares Residential and Multisector Real Estate ETF
REZ
$914M
$618K 0.06%
7,775
-1,500
-16% -$115K
BIIB icon
257
Biogen
BIIB
$29.9B
$617K 0.06%
+2,651
New +$617K
VEU icon
258
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$613K 0.06%
+12,294
New +$613K
PM icon
259
Philip Morris
PM
$301B
$610K 0.06%
8,035
-1
-0% -$79
DE icon
260
Deere & Co
DE
$170B
$607K 0.06%
3,598
+37
+1% +$5.92K
COR icon
261
Cencora
COR
$60.3B
$603K 0.06%
7,319
-98
-1% -$8.42K
CTSH icon
262
Cognizant
CTSH
$21.5B
$603K 0.06%
+10,013
New +$633K
XAR icon
263
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$603K 0.06%
5,643
+1
+0% +$106
TRV icon
264
Travelers Companies
TRV
$80.8B
$599K 0.06%
4,028
+542
+16% +$80.6K
BSCK
265
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$597K 0.06%
28,032
+7,075
+34% +$151K
VXF icon
266
Vanguard Extended Market ETF
VXF
$30.3B
$593K 0.06%
5,096
-2,411
-32% -$284K
MKL icon
267
Markel Group
MKL
$25B
$591K 0.06%
500
– –
SPAB icon
268
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$591K 0.06%
+19,926
New +$586K
BMY icon
269
Bristol-Myers Squibb
BMY
$127B
$588K 0.06%
11,590
+718
+7% +$33.7K
DOCU
270
DocuSign
DOCU
$9.63B
$585K 0.06%
9,455
-110
-1% -$5.76K
EPD icon
271
Enterprise Products Partners
EPD
$83.8B
$584K 0.06%
20,440
-7,054
-26% -$205K
ITW icon
272
Illinois Tool Works
ITW
$81.4B
$582K 0.06%
3,717
-383
-9% -$58.2K
NOC icon
273
Northrop Grumman
NOC
$77B
$582K 0.06%
1,552
+282
+22% +$99.9K
LLY icon
274
Eli Lilly
LLY
$1.07T
$578K 0.06%
5,171
-41
-0.8% -$4.57K
RTL
275
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$578K 0.06%
41,412
-898
-2% -$10.9K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Prospera Financial Services held 577 positions worth $974M, up 9.3% from $891M the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Prospera Financial Services deployed $78.7M of net new capital in Q3 2019, opening 62 new positions and adding to 280 existing holdings. Its largest new stake was lululemon athletica: 10,689 shares worth $2.06M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 3.8% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares Select Dividend ETF, an estimated $2.34M trimmed.

  • Prospera Financial Services's largest Q3 2019 buy was lululemon athletica: 10,689 shares worth $2.06M.
  • Prospera Financial Services added most to Blackstone in Q3 2019, an estimated $22.3M increase.
  • Prospera Financial Services's biggest Q3 2019 reduction was iShares Select Dividend ETF, cutting an estimated $2.34M.
  • Prospera Financial Services fully exited CyrusOne Inc Common Stock in Q3 2019, selling an estimated $602K.
  • Prospera Financial Services's ten largest holdings make up 37% of its $974M portfolio in Q3 2019.
  • Prospera Financial Services opened 62 new positions and closed 35 in Q3 2019.
  • Prospera Financial Services's portfolio value rose 9.3% quarter-over-quarter to $974M.

Based on Prospera Financial Services's 13F filing for Q3 2019, filed 22 Oct 2019.