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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+12.65%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$304M
AUM Growth
-$192M
Cap. Flow
-$223M
Cap. Flow %
-73.34%
Top 10 Hldgs %
18.04%
Holding
474
New
81
Increased
193
Reduced
38
Closed
153

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.81M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$3.69M
3
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$3.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.72M
5
CAT icon
Caterpillar
CAT
+$2.67M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$56.8M
2
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$21.9M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$19.9M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$19.5M
5
AAPL icon
Apple
AAPL
+$11.8M

Sector Composition

Rank Sector Weight
1 Industrials 9.72%
2 Consumer Discretionary 8.22%
3 Healthcare 6.15%
4 Technology 5.24%
5 Communication Services 5.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMN icon
251
Eastman Chemical
EMN
$7.8B
$284K 0.09%
+3,466
New +$275K
FEMS icon
252
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$245M
$284K 0.09%
7,750
-1,525
-16% -$53.1K
GLU
253
Gabelli Utility & Income Trust
GLU
$116M
$284K 0.09%
15,400
+400
+3% +$7.24K
CFR icon
254
Cullen/Frost Bankers
CFR
$10.3B
$283K 0.09%
+2,775
New +$275K
HAL icon
255
Halliburton
HAL
$27.9B
$279K 0.09%
8,902
+801
+10% +$24.2K
HBI
256
DELISTED
Hanesbrands
HBI
$279K 0.09%
15,238
+5,012
+49% +$83.2K
WELL icon
257
Welltower
WELL
$178B
$278K 0.09%
3,669
+358
+11% +$26.9K
AZN icon
258
AstraZeneca
AZN
$263B
$275K 0.09%
+3,362
New +$265K
DWX icon
259
State Street SPDR S&P International Dividend ETF
DWX
$521M
$274K 0.09%
7,129
– –
LNC icon
260
Lincoln National
LNC
$7.91B
$270K 0.09%
+4,257
New +$252K
CRM icon
261
Salesforce
CRM
$134B
$267K 0.09%
+1,683
New +$261K
MPC icon
262
Marathon Petroleum
MPC
$90.3B
$267K 0.09%
4,220
+594
+16% +$37.4K
FXG icon
263
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
$257K 0.08%
+5,599
New +$249K
ORCL icon
264
Oracle
ORCL
$331B
$255K 0.08%
+4,747
New +$242K
RPG icon
265
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$255K 0.08%
+10,830
New +$238K
FLDR icon
266
Fidelity Low Duration Bond Factor ETF
FLDR
$1.95B
$252K 0.08%
5,005
+5
+0.1% +$251
LDSF icon
267
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$249K 0.08%
+12,200
New +$248K
PAGP icon
268
Plains GP Holdings
PAGP
$5.23B
$249K 0.08%
+9,834
New +$232K
FDUS icon
269
Fidus Investment
FDUS
$737M
$247K 0.08%
15,921
+1,893
+13% +$27.2K
TT icon
270
Trane Technologies
TT
$106B
$247K 0.08%
+2,198
New +$223K
PFXF icon
271
VanEck Preferred Securities ex Financials ETF
PFXF
$2.39B
$245K 0.08%
12,589
– –
FTEC icon
272
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$241K 0.08%
+3,951
New +$217K
AGGP
273
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$240K 0.08%
12,560
-285
-2% -$5.41K
ALGN icon
274
Align Technology
ALGN
$12B
$237K 0.08%
+809
New +$193K
MELI icon
275
Mercado Libre
MELI
$91.3B
$237K 0.08%
+467
New +$186K
9 10
11
12 13

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2019 Portfolio in Review

As of Q1 2019, Prospera Financial Services held 474 positions worth $304M, down 39% from $496M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Prospera Financial Services withdrew a net $223M in Q1 2019, closing 153 positions and reducing 38 holdings. Its most notable exit was First Trust Dorsey Wright Focus 5 ETF, an estimated $56.8M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 9.7% of assets, up from 3.4% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Prospera Financial Services opened a new position in Triton International Limited worth $1.79M.

  • Prospera Financial Services's largest Q1 2019 buy was Triton International Limited: 56,190 shares worth $1.79M.
  • Prospera Financial Services added most to Invesco S&P 500 Equal Weight ETF in Q1 2019, an estimated $4.81M increase.
  • Prospera Financial Services's biggest Q1 2019 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $1.15M.
  • Prospera Financial Services fully exited First Trust Dorsey Wright Focus 5 ETF in Q1 2019, selling an estimated $56.8M.
  • Prospera Financial Services's ten largest holdings make up 18% of its $304M portfolio in Q1 2019.
  • Prospera Financial Services opened 81 new positions and closed 153 in Q1 2019.
  • Prospera Financial Services's portfolio value fell 39% quarter-over-quarter to $304M.

Based on Prospera Financial Services's 13F filing for Q1 2019, filed 2 May 2019.