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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KKR icon
251
KKR & Co
KKR
$89.2B
$412K 0.06%
19,561
-267
-1% -$5.36K
PSX icon
252
Phillips 66
PSX
$82.9B
$409K 0.06%
4,034
+444
+12% +$42.2K
PSEC icon
253
Prospect Capital
PSEC
$1.06B
$408K 0.06%
59,800
-111,960
-65% -$730K
TIER
254
DELISTED
TIER REIT, Inc.
TIER
$408K 0.06%
20,127
-6,387
-24% -$126K
KMB icon
255
Kimberly-Clark
KMB
$36.4B
$405K 0.06%
3,378
+431
+15% +$50.3K
EXPE icon
256
Expedia Group
EXPE
$31.2B
$404K 0.06%
3,200
-250
-7% -$32.4K
UTF icon
257
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$404K 0.06%
16,767
+133
+0.8% +$3.08K
CXT icon
258
Crane NXT
CXT
$3.04B
$403K 0.06%
12,748
– –
SGDM icon
259
Sprott Gold Miners ETF
SGDM
$551M
$402K 0.06%
18,935
-4,135
-18% -$84K
NS
260
DELISTED
NuStar Energy L.P.
NS
$398K 0.06%
13,265
-9,020
-40% -$292K
AGGP
261
DELISTED
IQ Enhanced Core Plus Bond U.S. ETF
AGGP
$397K 0.06%
+19,844
New +$398K
AMGN icon
262
Amgen
AMGN
$203B
$394K 0.06%
2,221
-679
-23% -$120K
ECL icon
263
Ecolab
ECL
$75.6B
$393K 0.06%
2,919
-587
-17% -$78.1K
LLY icon
264
Eli Lilly
LLY
$1.07T
$387K 0.06%
4,543
-4,986
-52% -$424K
AWK icon
265
American Water Works
AWK
$26.3B
$385K 0.06%
4,313
-2,273
-35% -$201K
CELG
266
DELISTED
Celgene Corp
CELG
$381K 0.06%
3,575
+1,823
+104% +$206K
FRI icon
267
First Trust S&P REIT Index Fund
FRI
$195M
$379K 0.06%
16,595
-8,019
-33% -$188K
VUG icon
268
Vanguard Growth ETF
VUG
$216B
$379K 0.06%
15,864
+1,140
+8% +$26.2K
SU icon
269
Suncor Energy
SU
$77.7B
$378K 0.06%
9,903
-155
-2% -$5.38K
DD icon
270
DuPont de Nemours
DD
$18.6B
$373K 0.06%
2,042
-484
-19% -$87.2K
KMI icon
271
Kinder Morgan
KMI
$73.1B
$372K 0.06%
19,957
-5,933
-23% -$106K
DE icon
272
Deere & Co
DE
$170B
$371K 0.06%
2,351
-1,499
-39% -$210K
ROST icon
273
Ross Stores
ROST
$76.6B
$366K 0.06%
+4,532
New +$317K
COR icon
274
Cencora
COR
$60.3B
$365K 0.06%
+3,945
New +$326K
AMT icon
275
American Tower
AMT
$77.7B
$364K 0.06%
2,563
+89
+4% +$12.7K
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.