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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTI icon
251
British American Tobacco
BTI
$132B
$468K 0.07%
7,447
+1,824
+32% +$118K
TLT icon
252
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$464K 0.07%
3,728
-3,485
-48% -$438K
MRSH
253
Marsh
MRSH
$86.3B
$463K 0.07%
5,564
+326
+6% +$25.8K
MCHP icon
254
Microchip Technology
MCHP
$42.8B
$462K 0.07%
10,086
– –
IDV icon
255
iShares International Select Dividend ETF
IDV
$8.25B
$455K 0.07%
13,495
-965
-7% -$32.2K
ECL icon
256
Ecolab
ECL
$75.6B
$453K 0.07%
3,506
+225
+7% +$29.6K
DD icon
257
DuPont de Nemours
DD
$18.6B
$444K 0.07%
2,526
+864
+52% +$144K
VIG icon
258
Vanguard Dividend Appreciation ETF
VIG
$111B
$441K 0.07%
4,644
-15
-0.3% -$1.4K
KBA icon
259
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$438K 0.07%
13,200
+1,000
+8% +$32.3K
SBUX icon
260
Starbucks
SBUX
$118B
$438K 0.07%
8,137
-688
-8% -$38.1K
MTUM icon
261
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$436K 0.07%
+4,545
New +$420K
BP icon
262
BP
BP
$113B
$430K 0.07%
12,382
-787
-6% -$25K
VT icon
263
Vanguard Total World Stock ETF
VT
$76.3B
$427K 0.07%
6,031
+210
+4% +$14.6K
GS icon
264
Goldman Sachs
GS
$313B
$425K 0.06%
1,770
-31
-2% -$6.99K
WM icon
265
Waste Management
WM
$95.9B
$422K 0.06%
5,448
+2
+0% +$152
EBAY icon
266
eBay
EBAY
$48.6B
$419K 0.06%
+10,872
New +$395K
AMAT icon
267
Applied Materials
AMAT
$426B
$418K 0.06%
8,032
– –
ICF icon
268
iShares Select U.S. REIT ETF
ICF
$2.12B
$417K 0.06%
8,292
+3,344
+68% +$170K
IWY icon
269
iShares Russell Top 200 Growth ETF
IWY
$16B
$416K 0.06%
6,107
– –
BN icon
270
Brookfield
BN
$102B
$410K 0.06%
27,834
– –
FPX icon
271
First Trust US Equity Opportunities ETF
FPX
$1.51B
$410K 0.06%
+6,411
New +$392K
RSPN icon
272
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$408K 0.06%
18,125
-2,375
-12% -$51.5K
KKR icon
273
KKR & Co
KKR
$89.2B
$403K 0.06%
+19,828
New +$376K
GSIE icon
274
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$401K 0.06%
13,806
+1,806
+15% +$51.3K
MGK icon
275
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$391K 0.06%
18,655
– –
9 10
11
12 13

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.