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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
251
Oneok
OKE
$58.7B
$337K 0.07%
5,831
+1,054
+22% +$55.3K
VGSH icon
252
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
$329K 0.06%
5,421
-6,650
-55% -$405K
IJH icon
253
iShares Core S&P Mid-Cap ETF
IJH
$123B
$327K 0.06%
9,820
-1,095
-10% -$34.7K
HD icon
254
Home Depot
HD
$332B
$324K 0.06%
2,418
-1,049
-30% -$135K
DSL
255
DoubleLine Income Solutions Fund
DSL
$1.21B
$323K 0.06%
17,034
+1
+0% +$19
FTSM icon
256
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$323K 0.06%
5,383
-2,398
-31% -$144K
BN icon
257
Brookfield
BN
$102B
$322K 0.06%
27,327
– –
NKE icon
258
Nike
NKE
$61.9B
$316K 0.06%
6,135
-181
-3% -$9.29K
NUE icon
259
Nucor
NUE
$56.4B
$312K 0.06%
+5,147
New +$288K
PBT
260
Permian Basin Royalty Trust
PBT
$1.36B
$311K 0.06%
40,300
-1,000
-2% -$7.25K
IJR icon
261
iShares Core S&P Small-Cap ETF
IJR
$109B
$310K 0.06%
4,498
+882
+24% +$56.9K
LYB icon
262
LyondellBasell Industries
LYB
$19.5B
$310K 0.06%
3,495
+145
+4% +$12.2K
MLM icon
263
Martin Marietta Materials
MLM
$33.6B
$310K 0.06%
+1,370
New +$282K
AMGN icon
264
Amgen
AMGN
$203B
$309K 0.06%
2,071
-1,486
-42% -$224K
URA icon
265
Global X Uranium ETF
URA
$5.52B
$309K 0.06%
+21,840
New +$278K
VT icon
266
Vanguard Total World Stock ETF
VT
$76.3B
$306K 0.06%
5,014
– –
AZO icon
267
AutoZone
AZO
$48.3B
$305K 0.06%
386
-100
-21% -$77K
FXR icon
268
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$305K 0.06%
+9,205
New +$288K
NGG icon
269
National Grid
NGG
$82.7B
$305K 0.06%
5,417
-904
-14% -$53.5K
PXD
270
DELISTED
Pioneer Natural Resource Co.
PXD
$304K 0.06%
1,662
– –
FSK icon
271
FS KKR Capital
FSK
$2.98B
$300K 0.06%
+7,201
New +$282K
CXP
272
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$298K 0.06%
13,573
– –
IBB icon
273
iShares Biotechnology ETF
IBB
$9.31B
$297K 0.06%
+3,306
New +$301K
TIP icon
274
iShares TIPS Bond ETF
TIP
$14.5B
$296K 0.06%
2,599
+336
+15% +$38.4K
QTEC icon
275
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$295K 0.06%
+5,527
New +$285K
9 10
11
12 13

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.