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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$456M
AUM Growth
+$60.6M
Cap. Flow
+$48.3M
Cap. Flow %
10.59%
Top 10 Hldgs %
49.51%
Holding
336
New
47
Increased
119
Reduced
108
Closed
36

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$10.8M
2
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$9.93M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.47M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$6.24M
5
DAL icon
Delta Air Lines
DAL
+$5.09M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.5M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$4.54M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$3.01M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.6M
5
F icon
Ford
F
+$1.51M

Sector Composition

Rank Sector Weight
1 Technology 4.6%
2 Industrials 3.74%
3 Communication Services 3.63%
4 Consumer Staples 3.02%
5 Energy 2.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLX icon
251
Clorox
CLX
$11.6B
$213K 0.05%
+1,681
New +$209K
IBME
252
DELISTED
ISHARES IBONDS SEP 2016 TERM MUNI BOND ETF
IBME
$212K 0.05%
8,000
– –
LXU icon
253
LSB Industries
LXU
$881M
$210K 0.05%
+37,647
New +$311K
PXD
254
DELISTED
Pioneer Natural Resource Co.
PXD
$208K 0.05%
1,656
– –
AOK icon
255
iShares Core Conservative Allocation ETF
AOK
$803M
$207K 0.05%
6,550
+150
+2% +$4.79K
BAC.PRL icon
256
Bank of America Series L
BAC.PRL
$3.95B
$206K 0.05%
188
-7
-4% -$7.72K
AWK icon
257
American Water Works
AWK
$26.3B
$205K 0.05%
+3,436
New +$198K
MDY icon
258
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$205K 0.05%
+806
New +$210K
CSFL
259
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$205K 0.05%
13,125
– –
IBMH
260
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
$205K 0.05%
8,000
– –
IBMJ
261
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$204K 0.04%
8,000
– –
IBMI
262
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$204K 0.04%
8,000
– –
IBMG
263
DELISTED
iShares iBonds Sep 2018 Term Muni Bond ETF
IBMG
$204K 0.04%
8,000
– –
MET icon
264
MetLife
MET
$61B
$202K 0.04%
+4,703
New +$207K
EA icon
265
Electronic Arts
EA
$52.4B
$201K 0.04%
+2,920
New +$205K
PPL
266
PPL Corp
PPL
$27.3B
$201K 0.04%
5,894
-6,063
-51% -$204K
ETN icon
267
Eaton
ETN
$157B
$200K 0.04%
+3,847
New +$208K
XLE icon
268
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$200K 0.04%
+6,620
New +$218K
BOE icon
269
BlackRock Enhanced Global Dividend Trust
BOE
$662M
$198K 0.04%
15,500
+2,000
+15% +$25.5K
IAG icon
270
IAMGOLD
IAG
$8.47B
$196K 0.04%
137,950
-4,450
-3% -$7.27K
GLW icon
271
Corning
GLW
$126B
$191K 0.04%
+10,451
New +$189K
BGR icon
272
BlackRock Energy and Resources Trust
BGR
$420M
$190K 0.04%
15,150
-3,000
-17% -$43.6K
GNL icon
273
Global Net Lease
GNL
$1.87B
$183K 0.04%
7,688
+593
+8% +$15.8K
RIG icon
274
Transocean
RIG
$5.92B
$179K 0.04%
14,447
+700
+5% +$10.1K
VTA
275
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$162K 0.04%
15,393
-31
-0.2% -$331
9 10
11
12 13

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Prospera Financial Services held 336 positions worth $456M, up 15% from $395M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Prospera Financial Services deployed $48.3M of net new capital in Q4 2015, opening 47 new positions and adding to 119 existing holdings. Its largest new stake was Delta Air Lines: 102,905 shares worth $5.22M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 2.8% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $16.5M trimmed.

  • Prospera Financial Services's largest Q4 2015 buy was Delta Air Lines: 102,905 shares worth $5.22M.
  • Prospera Financial Services added most to Apple in Q4 2015, an estimated $10.8M increase.
  • Prospera Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $16.5M.
  • Prospera Financial Services fully exited GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q4 2015, selling an estimated $3.01M.
  • Prospera Financial Services's ten largest holdings make up 50% of its $456M portfolio in Q4 2015.
  • Prospera Financial Services opened 47 new positions and closed 36 in Q4 2015.
  • Prospera Financial Services's portfolio value rose 15% quarter-over-quarter to $456M.

Based on Prospera Financial Services's 13F filing for Q4 2015, filed 12 Jan 2016.