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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
226
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.13M 0.1%
55,701
-2,794
-5% -$148K
TEAM icon
227
Atlassian
TEAM
$25.7B
$3.13M 0.1%
+13,144
New +$2.58M
IFV icon
228
First Trust Dorsey Wright International Focus 5 ETF
IFV
$222M
$3.12M 0.1%
159,868
-37,255
-19% -$676K
GOVT icon
229
iShares US Treasury Bond ETF
GOVT
$43.9B
$3.12M 0.1%
135,265
+70,836
+110% +$1.58M
IAK icon
230
iShares US Insurance ETF
IAK
$524M
$3.11M 0.1%
+31,049
New +$2.99M
VYM icon
231
Vanguard High Dividend Yield ETF
VYM
$81.9B
$3.06M 0.1%
27,371
-562
-2% -$59.1K
BSJP
232
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$3.05M 0.1%
134,039
-19,553
-13% -$441K
SDY icon
233
State Street SPDR S&P Dividend ETF
SDY
$22.3B
$3.04M 0.1%
24,332
+234
+1% +$27.5K
EWU icon
234
iShares MSCI United Kingdom ETF
EWU
$4.09B
$3.04M 0.1%
91,870
+566
+0.6% +$18.1K
PDD icon
235
Pinduoduo
PDD
$122B
$3.03M 0.1%
20,676
+11,844
+134% +$1.44M
WY icon
236
Weyerhaeuser
WY
$17.7B
$2.98M 0.1%
85,803
+90
+0.1% +$2.8K
GS icon
237
Goldman Sachs
GS
$307B
$2.98M 0.1%
7,730
-357
-4% -$119K
CNC icon
238
Centene
CNC
$31.5B
$2.98M 0.1%
40,149
-27,662
-41% -$2M
EMR icon
239
Emerson Electric
EMR
$84.3B
$2.95M 0.1%
30,273
-4,062
-12% -$372K
ENSG icon
240
The Ensign Group
ENSG
$10.6B
$2.93M 0.1%
26,070
+10
+0% +$1.03K
INTC icon
241
Intel
INTC
$435B
$2.91M 0.1%
57,922
-5,083
-8% -$206K
ISTB icon
242
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$2.9M 0.1%
60,958
-766
-1% -$35.8K
IWP icon
243
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$2.9M 0.1%
27,747
+304
+1% +$28.8K
C icon
244
Citigroup
C
$221B
$2.89M 0.1%
56,236
+2,487
+5% +$110K
CDNS icon
245
Cadence Design Systems
CDNS
$95.3B
$2.88M 0.1%
10,567
+2,356
+29% +$607K
CCI icon
246
Crown Castle
CCI
$33.4B
$2.87M 0.1%
24,910
-7,874
-24% -$807K
EWJV icon
247
iShares MSCI Japan Value ETF
EWJV
$696M
$2.86M 0.09%
+98,092
New +$2.79M
CVS icon
248
CVS Health
CVS
$139B
$2.85M 0.09%
36,114
-2,845
-7% -$202K
NFLX icon
249
Netflix
NFLX
$304B
$2.83M 0.09%
58,130
-44,400
-43% -$1.94M
CEG icon
250
Constellation Energy
CEG
$93.1B
$2.81M 0.09%
+24,073
New +$2.81M
8 9
10
11 12

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.