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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QCOM icon
226
Qualcomm
QCOM
$172B
$2.52M 0.1%
22,679
+3,711
+20% +$431K
IWP icon
227
iShares Russell Mid-Cap Growth ETF
IWP
$19.6B
$2.51M 0.1%
27,443
+172
+0.6% +$16.4K
GMED icon
228
Globus Medical
GMED
$10.9B
$2.49M 0.1%
50,200
-110
-0.2% -$6.15K
ATO icon
229
Atmos Energy
ATO
$29.9B
$2.49M 0.1%
23,495
+4,303
+22% +$502K
ILF icon
230
iShares Latin America 40 ETF
ILF
$3.79B
$2.49M 0.1%
97,282
+73,718
+313% +$1.97M
CL icon
231
Colgate-Palmolive
CL
$74.2B
$2.48M 0.1%
34,911
-1,644
-4% -$123K
KMI icon
232
Kinder Morgan
KMI
$70.3B
$2.46M 0.1%
148,470
+43,637
+42% +$752K
EPD icon
233
Enterprise Products Partners
EPD
$83.6B
$2.46M 0.1%
89,808
-17,536
-16% -$469K
SPIB icon
234
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$2.43M 0.09%
77,161
+65,851
+582% +$2.1M
VV icon
235
Vanguard Large-Cap ETF
VV
$52B
$2.43M 0.09%
12,383
+2,431
+24% +$495K
ENSG icon
236
The Ensign Group
ENSG
$10.7B
$2.42M 0.09%
26,060
– –
SPYM
237
State Street SPDR Portfolio S&P 500 ETF
SPYM
$160B
$2.42M 0.09%
48,055
+19,494
+68% +$1.02M
DFUV icon
238
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$2.4M 0.09%
70,681
+415
+0.6% +$14.5K
FNX icon
239
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$2.4M 0.09%
26,041
-4,015
-13% -$388K
AMAT icon
240
Applied Materials
AMAT
$378B
$2.38M 0.09%
17,213
-1,705
-9% -$244K
HSY icon
241
Hershey
HSY
$37.2B
$2.38M 0.09%
11,893
-804
-6% -$180K
DEO icon
242
Diageo
DEO
$49.4B
$2.36M 0.09%
15,815
+206
+1% +$34.5K
SHW icon
243
Sherwin-Williams
SHW
$87.4B
$2.34M 0.09%
9,174
-80
-0.9% -$21.4K
DWAS icon
244
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$426M
$2.33M 0.09%
31,030
-150
-0.5% -$11.8K
EFV icon
245
iShares MSCI EAFE Value ETF
EFV
$28.4B
$2.32M 0.09%
47,509
+2,096
+5% +$104K
STIP icon
246
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$2.32M 0.09%
23,970
-124,145
-84% -$12.1M
FCG icon
247
First Trust Natural Gas ETF
FCG
$609M
$2.32M 0.09%
89,078
+34,907
+64% +$891K
EMLP icon
248
First Trust North American Energy Infrastructure Fund
EMLP
$4.14B
$2.25M 0.09%
85,309
+3,953
+5% +$108K
PIZ icon
249
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$713M
$2.25M 0.09%
78,457
-314,440
-80% -$9.54M
VGT icon
250
Vanguard Information Technology ETF
VGT
$136B
$2.25M 0.09%
43,256
+22,624
+110% +$1.23M
8 9
10
11 12

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
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RBI
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Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.