We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
226
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$2.09M 0.11%
26,076
+622
+2% +$55.4K
RFDI icon
227
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$2.08M 0.11%
45,060
+2,009
+5% +$107K
BSJQ icon
228
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$2.08M 0.11%
94,939
+6,560
+7% +$150K
CPAY icon
229
Corpay
CPAY
$24.8B
$2.07M 0.11%
+11,740
New +$2.52M
BA icon
230
Boeing
BA
$167B
$2.03M 0.11%
16,776
-434
-3% -$66.6K
IFF icon
231
International Flavors & Fragrances
IFF
$19.5B
$2.02M 0.11%
22,262
+1,301
+6% +$149K
CIBR icon
232
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$2.01M 0.1%
52,157
-117,511
-69% -$4.99M
CRWD icon
233
CrowdStrike
CRWD
$183B
$2.01M 0.1%
48,728
+8,924
+22% +$408K
PGF icon
234
Invesco Financial Preferred ETF
PGF
$675M
$1.99M 0.1%
132,112
+3,526
+3% +$55.8K
BMY icon
235
Bristol-Myers Squibb
BMY
$128B
$1.94M 0.1%
27,275
+1,147
+4% +$83.2K
MU icon
236
Micron Technology
MU
$1.02T
$1.93M 0.1%
38,428
+3,549
+10% +$206K
GD icon
237
General Dynamics
GD
$105B
$1.92M 0.1%
9,027
+784
+10% +$177K
TLT icon
238
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$1.88M 0.1%
18,384
+9,540
+108% +$1.07M
VV icon
239
Vanguard Large-Cap ETF
VV
$51.9B
$1.88M 0.1%
11,474
+2,525
+28% +$459K
VONG icon
240
Vanguard Russell 1000 Growth ETF
VONG
$42.3B
$1.88M 0.1%
34,649
+281
+0.8% +$17K
BXMT icon
241
Blackstone Mortgage Trust
BXMT
$2.8B
$1.88M 0.1%
80,406
+2,950
+4% +$85.4K
DEO icon
242
Diageo
DEO
$47.3B
$1.86M 0.1%
10,964
+868
+9% +$156K
VNQ icon
243
Vanguard Real Estate ETF
VNQ
$39.8B
$1.86M 0.1%
23,229
-1,051
-4% -$98.3K
CCI icon
244
Crown Castle
CCI
$32.4B
$1.85M 0.1%
12,797
-593
-4% -$101K
EPD icon
245
Enterprise Products Partners
EPD
$82.5B
$1.83M 0.1%
76,798
+25,589
+50% +$660K
PYPL icon
246
PayPal
PYPL
$49.5B
$1.82M 0.1%
21,172
+1,194
+6% +$106K
XLF icon
247
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.82M 0.09%
59,791
+2,946
+5% +$97.4K
SCHD icon
248
Schwab US Dividend Equity ETF
SCHD
$103B
$1.8M 0.09%
81,471
+10,347
+15% +$251K
SPUC icon
249
Simplify US Equity Income ETF
SPUC
$91.3M
$1.79M 0.09%
71,184
-4,516
-6% -$127K
IEFA icon
250
iShares Core MSCI EAFE ETF
IEFA
$188B
$1.79M 0.09%
34,018
-932
-3% -$54.8K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.