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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
226
Alerian MLP ETF
AMLP
$12.7B
$2.21M 0.11%
66,351
+28,773
+77% +$961K
GILD icon
227
Gilead Sciences
GILD
$162B
$2.21M 0.11%
31,617
+10,763
+52% +$756K
SUB icon
228
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$2.2M 0.11%
20,422
+2,133
+12% +$230K
EEM icon
229
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$2.19M 0.11%
43,519
+634
+1% +$33K
DOW icon
230
Dow Inc
DOW
$20.8B
$2.19M 0.11%
38,079
-319
-0.8% -$19.5K
CDNS icon
231
Cadence Design Systems
CDNS
$93.4B
$2.18M 0.11%
14,373
-346
-2% -$52.7K
EMB icon
232
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2.15M 0.11%
19,522
+3,310
+20% +$372K
CL icon
233
Colgate-Palmolive
CL
$73.6B
$2.11M 0.11%
27,889
+87
+0.3% +$6.91K
VYM icon
234
Vanguard High Dividend Yield ETF
VYM
$81.3B
$2.1M 0.1%
20,246
-453
-2% -$47.9K
VEA icon
235
Vanguard FTSE Developed Markets ETF
VEA
$227B
$2.1M 0.1%
41,470
+7,822
+23% +$407K
BIIB icon
236
Biogen
BIIB
$29.5B
$2.06M 0.1%
7,265
+6,404
+744% +$2.1M
ALB icon
237
Albemarle
ALB
$13.7B
$2.04M 0.1%
9,324
-131
-1% -$28K
QCOM icon
238
Qualcomm
QCOM
$179B
$2.03M 0.1%
15,695
+373
+2% +$52.9K
ABNB icon
239
Airbnb
ABNB
$87.2B
$2.02M 0.1%
12,069
+5,924
+96% +$905K
XLK icon
240
State Street Technology Select Sector SPDR ETF
XLK
$114B
$2.01M 0.1%
26,860
+2,244
+9% +$173K
LULU icon
241
lululemon athletica
LULU
$13.4B
$2M 0.1%
4,930
+153
+3% +$61.3K
FXL icon
242
First Trust Technology AlphaDEX Fund
FXL
$2.49B
$1.99M 0.1%
16,226
-2,875
-15% -$361K
BCX icon
243
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
$1.96M 0.1%
219,473
+16,035
+8% +$147K
COP icon
244
ConocoPhillips
COP
$141B
$1.96M 0.1%
28,849
+773
+3% +$44.6K
FPXI icon
245
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$277M
$1.92M 0.1%
30,031
-241
-0.8% -$16.2K
CWB icon
246
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$1.88M 0.09%
22,075
+459
+2% +$39.6K
LLY icon
247
Eli Lilly
LLY
$1.07T
$1.88M 0.09%
8,124
+1,573
+24% +$388K
XLB icon
248
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$1.87M 0.09%
47,258
+39,820
+535% +$1.66M
IWR icon
249
iShares Russell Mid-Cap ETF
IWR
$56.1B
$1.86M 0.09%
23,794
+550
+2% +$44.1K
IRDM icon
250
Iridium Communications
IRDM
$4.87B
$1.86M 0.09%
+46,739
New +$1.96M
8 9
10
11 12

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.