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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+14.32%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.45B
AUM Growth
+$1.19B
Cap. Flow
+$1.09B
Cap. Flow %
75.2%
Top 10 Hldgs %
28.45%
Holding
1,765
New
130
Increased
487
Reduced
37
Closed
1,095

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$97M
2
AAPL icon
Apple
AAPL
+$66.4M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$37.1M
4
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$31.2M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$30.1M

Top Sells

Rank Stock Value
1
GLD icon
SPDR Gold Trust
GLD
+$2.74M
2
VGLT icon
Vanguard Long-Term Treasury ETF
VGLT
+$1.72M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$1.64M
4
GDX icon
VanEck Gold Miners ETF
GDX
+$514K
5
IPKW icon
Invesco International BuyBack Achievers ETF
IPKW
+$440K

Sector Composition

Rank Sector Weight
1 Technology 13.93%
2 Financials 6.56%
3 Consumer Discretionary 5.78%
4 Industrials 5.44%
5 Healthcare 5.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
226
First Solar
FSLR
$21.4B
$1.48M 0.1%
14,925
+13,325
+833% +$1.16M
OKE icon
227
Oneok
OKE
$56.7B
$1.48M 0.1%
38,425
+36,627
+2,037% +$1.23M
XLU icon
228
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$1.47M 0.1%
47,052
+42,192
+868% +$1.34M
ATO icon
229
Atmos Energy
ATO
$29.7B
$1.46M 0.1%
15,314
+13,902
+985% +$1.34M
XLC icon
230
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$1.43M 0.1%
21,264
+18,634
+709% +$1.19M
FBT icon
231
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$1.42M 0.1%
8,452
+6,917
+451% +$1.12M
KIM icon
232
Kimco Realty
KIM
$17.5B
$1.41M 0.1%
93,617
+93,496
+77,269% +$1.24M
JD icon
233
JD.com
JD
$43.5B
$1.39M 0.1%
15,817
+13,967
+755% +$1.17M
XLE icon
234
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.39M 0.1%
73,104
-5,428
-7% -$93.5K
SWAN icon
235
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$155M
$1.38M 0.09%
41,925
+29,966
+251% +$968K
FMB icon
236
First Trust Managed Municipal ETF
FMB
$2.04B
$1.37M 0.09%
24,081
+3,224
+15% +$181K
BYD icon
237
Boyd Gaming
BYD
$6.75B
$1.36M 0.09%
+31,814
New +$1.17M
BABA icon
238
Alibaba
BABA
$276B
$1.36M 0.09%
5,859
+3,399
+138% +$944K
EMLC icon
239
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.76B
$1.36M 0.09%
40,798
+1,234
+3% +$39.5K
VWOB icon
240
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.14B
$1.34M 0.09%
16,286
+8,520
+110% +$685K
BMY icon
241
Bristol-Myers Squibb
BMY
$129B
$1.33M 0.09%
21,478
+8,685
+68% +$534K
DVOL icon
242
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$73M
$1.33M 0.09%
54,186
+32,702
+152% +$769K
BSCL
243
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.32M 0.09%
+62,436
New +$1.33M
UTF icon
244
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$1.31M 0.09%
50,922
+48,781
+2,278% +$1.2M
VEA icon
245
Vanguard FTSE Developed Markets ETF
VEA
$223B
$1.31M 0.09%
27,759
+9,154
+49% +$403K
VIG icon
246
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.31M 0.09%
9,245
+4,604
+99% +$624K
DE icon
247
Deere & Co
DE
$165B
$1.28M 0.09%
+4,753
New +$1.18M
RFDI icon
248
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.27M 0.09%
+19,759
New +$1.18M
EQIX icon
249
Equinix
EQIX
$99.4B
$1.26M 0.09%
1,772
+71
+4% +$52.8K
IWV icon
250
iShares Russell 3000 ETF
IWV
$19.2B
$1.25M 0.09%
5,585
+517
+10% +$109K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Prospera Financial Services held 1,765 positions worth $1.45B, up 455% from $262M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Prospera Financial Services deployed $1.09B of net new capital in Q4 2020, opening 130 new positions and adding to 487 existing holdings. Its largest new stake was Alphabet (Google) Class C: 74,140 shares worth $6.49M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 7.9% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $2.74M trimmed.

  • Prospera Financial Services's largest Q4 2020 buy was Alphabet (Google) Class C: 74,140 shares worth $6.49M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2020, an estimated $97M increase.
  • Prospera Financial Services's biggest Q4 2020 reduction was SPDR Gold Trust, cutting an estimated $2.74M.
  • Prospera Financial Services fully exited Vanguard Long-Term Treasury ETF in Q4 2020, selling an estimated $1.72M.
  • Prospera Financial Services's ten largest holdings make up 28% of its $1.45B portfolio in Q4 2020.
  • Prospera Financial Services opened 130 new positions and closed 1,095 in Q4 2020.
  • Prospera Financial Services's portfolio value rose 455% quarter-over-quarter to $1.45B.

Based on Prospera Financial Services's 13F filing for Q4 2020, filed 12 Feb 2021.