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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.3B
AUM Growth
+$324M
Cap. Flow
+$255M
Cap. Flow %
19.66%
Top 10 Hldgs %
32.35%
Holding
639
New
97
Increased
312
Reduced
159
Closed
44

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$10.9M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$8.37M
3
AAPL icon
Apple
AAPL
+$6.76M
4
MA icon
Mastercard
MA
+$6.52M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.95M

Top Sells

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.23M
2
BSJJ
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
+$2.67M
3
IYF icon
iShares US Financials ETF
IYF
+$2.53M
4
FE icon
FirstEnergy
FE
+$2.34M
5
YUM icon
Yum! Brands
YUM
+$1.96M

Sector Composition

Rank Sector Weight
1 Technology 9.71%
2 Financials 7.64%
3 Healthcare 5.13%
4 Industrials 4.37%
5 Consumer Staples 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
226
American Tower
AMT
$77.7B
$1.29M 0.1%
5,632
+1,071
+23% +$233K
ATO icon
227
Atmos Energy
ATO
$29.9B
$1.28M 0.1%
+11,464
New +$1.26M
HYG icon
228
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$1.28M 0.1%
14,578
-1,149
-7% -$100K
DE icon
229
Deere & Co
DE
$170B
$1.26M 0.1%
7,294
+3,696
+103% +$637K
KMI icon
230
Kinder Morgan
KMI
$73.1B
$1.26M 0.1%
59,723
+29,074
+95% +$588K
SKYY icon
231
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.2M 0.09%
19,835
+4,880
+33% +$286K
RTN
232
DELISTED
Raytheon Company
RTN
$1.18M 0.09%
5,360
+1,475
+38% +$312K
IVW icon
233
iShares S&P 500 Growth ETF
IVW
$72.5B
$1.17M 0.09%
24,192
+2,740
+13% +$127K
RIGS icon
234
ALPS Strategic Income Fund
RIGS
$60.4M
$1.16M 0.09%
46,606
-4,047
-8% -$101K
IDLV icon
235
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$1.15M 0.09%
33,774
+5,721
+20% +$197K
SMG icon
236
ScottsMiracle-Gro
SMG
$4.03B
$1.15M 0.09%
+10,851
New +$1.11M
SYK icon
237
Stryker
SYK
$127B
$1.15M 0.09%
5,456
+2,875
+111% +$597K
AEP icon
238
American Electric Power
AEP
$73.7B
$1.14M 0.09%
12,011
+5,860
+95% +$541K
VEU icon
239
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$1.13M 0.09%
21,082
+8,788
+71% +$456K
SPHD icon
240
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.13M 0.09%
25,579
-1,466
-5% -$62.8K
UNP icon
241
Union Pacific
UNP
$183B
$1.13M 0.09%
6,222
+678
+12% +$116K
KHC icon
242
Kraft Heinz
KHC
$30.4B
$1.12M 0.09%
34,798
+8,353
+32% +$253K
QCOM icon
243
Qualcomm
QCOM
$176B
$1.12M 0.09%
12,655
+3,440
+37% +$288K
SO icon
244
Southern Company
SO
$110B
$1.12M 0.09%
17,540
-5,083
-22% -$315K
TJX icon
245
TJX Companies
TJX
$170B
$1.11M 0.09%
18,227
+10,349
+131% +$612K
IPKW icon
246
Invesco International BuyBack Achievers ETF
IPKW
$537M
$1.11M 0.09%
32,827
+2,998
+10% +$97.6K
EV
247
DELISTED
Eaton Vance Corp.
EV
$1.1M 0.08%
23,560
+16,079
+215% +$743K
FDL icon
248
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$1.09M 0.08%
33,320
+1,522
+5% +$48.4K
XYZ
249
Block Inc
XYZ
$45.9B
$1.08M 0.08%
17,302
-2,934
-14% -$187K
FXH icon
250
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$1.05M 0.08%
12,496
-122
-1% -$9.66K
8 9
10
11 12

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Prospera Financial Services held 639 positions worth $1.3B, up 33% from $974M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Prospera Financial Services deployed $255M of net new capital in Q4 2019, opening 97 new positions and adding to 312 existing holdings. Its largest new stake was Danaher: 36,420 shares worth $4.96M.

By sector, the portfolio is most concentrated in Technology at 9.7% of assets, up from 6.7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Invesco S&P 500 Low Volatility ETF, an estimated $5.23M trimmed.

  • Prospera Financial Services's largest Q4 2019 buy was Danaher: 36,420 shares worth $4.96M.
  • Prospera Financial Services added most to Microsoft in Q4 2019, an estimated $10.9M increase.
  • Prospera Financial Services's biggest Q4 2019 reduction was Invesco S&P 500 Low Volatility ETF, cutting an estimated $5.23M.
  • Prospera Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $2.67M.
  • Prospera Financial Services's ten largest holdings make up 32% of its $1.3B portfolio in Q4 2019.
  • Prospera Financial Services opened 97 new positions and closed 44 in Q4 2019.
  • Prospera Financial Services's portfolio value rose 33% quarter-over-quarter to $1.3B.

Based on Prospera Financial Services's 13F filing for Q4 2019, filed 12 Feb 2020.