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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$655M
AUM Growth
-$2.85M
Cap. Flow
-$24.3M
Cap. Flow %
-3.71%
Top 10 Hldgs %
40.21%
Holding
472
New
41
Increased
127
Reduced
207
Closed
77

Top Buys

Rank Stock Value
1
BRK.A icon
Berkshire Hathaway Class A
BRK.A
+$11.4M
2
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$3.03M
3
GMED icon
Globus Medical
GMED
+$2.16M
4
FVD icon
First Trust Value Line Dividend Fund
FVD
+$1.81M
5
UPS icon
United Parcel Service
UPS
+$1.59M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$3.42M
2
BSJH
Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
BSJH
+$3.12M
3
BA icon
Boeing
BA
+$1.98M
4
OEF icon
iShares S&P 100 ETF
OEF
+$1.74M
5
BX icon
Blackstone
BX
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 4.3%
3 Industrials 4.16%
4 Healthcare 4.04%
5 Energy 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDXJ icon
226
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$480K 0.07%
13,806
-35
-0.3% -$1.14K
KBA icon
227
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$479K 0.07%
13,900
+700
+5% +$24.1K
SGDJ icon
228
Sprott Junior Gold Miners ETF
SGDJ
$272M
$479K 0.07%
14,085
-245
-2% -$8.12K
ACWV icon
229
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$478K 0.07%
5,617
-3,233
-37% -$269K
BP icon
230
BP
BP
$113B
$478K 0.07%
12,290
-92
-0.7% -$3.33K
ACWI icon
231
iShares MSCI ACWI ETF
ACWI
$32.6B
$474K 0.07%
+6,438
New +$455K
COHR
232
DELISTED
Coherent Inc
COHR
$469K 0.07%
+1,658
New +$462K
MRSH
233
Marsh
MRSH
$86.3B
$458K 0.07%
5,564
– –
MITK icon
234
Mitek Systems
MITK
$762M
$450K 0.07%
50,000
-1,000
-2% -$9.12K
MUB icon
235
iShares National Muni Bond ETF
MUB
$45.1B
$450K 0.07%
4,074
-1,772
-30% -$196K
DLTR icon
236
Dollar Tree
DLTR
$23.1B
$448K 0.07%
4,129
+1,204
+41% +$118K
GSIE icon
237
Goldman Sachs ActiveBeta International Equity ETF
GSIE
$5.86B
$448K 0.07%
14,732
+926
+7% +$27.3K
IWY icon
238
iShares Russell Top 200 Growth ETF
IWY
$16B
$447K 0.07%
5,969
-138
-2% -$9.83K
ORLY icon
239
O'Reilly Automotive
ORLY
$72.4B
$446K 0.07%
25,965
-18,285
-41% -$272K
RSPN icon
240
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.1B
$439K 0.07%
18,125
– –
TFC icon
241
Truist Financial
TFC
$63.2B
$438K 0.07%
8,701
-2,630
-23% -$127K
PKB icon
242
Invesco Building & Construction ETF
PKB
$438M
$436K 0.07%
12,462
+3,862
+45% +$128K
PX
243
DELISTED
Praxair Inc
PX
$436K 0.07%
2,745
-939
-25% -$139K
BN icon
244
Brookfield
BN
$102B
$432K 0.07%
27,834
– –
IVW icon
245
iShares S&P 500 Growth ETF
IVW
$72.5B
$432K 0.07%
11,120
+3,596
+48% +$134K
MON
246
DELISTED
Monsanto Co
MON
$429K 0.07%
3,659
-1,543
-30% -$184K
C icon
247
Citigroup
C
$222B
$423K 0.06%
5,629
-2,451
-30% -$181K
ET icon
248
Energy Transfer Partners
ET
$70.1B
$422K 0.06%
24,400
-9,000
-27% -$153K
FXZ icon
249
First Trust Materials AlphaDEX Fund
FXZ
$378M
$422K 0.06%
9,611
-43
-0.4% -$1.8K
PYPL icon
250
PayPal
PYPL
$49.5B
$420K 0.06%
+5,515
New +$399K
8 9
10
11 12

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Prospera Financial Services held 472 positions worth $655M, down 0.43% from $657M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Prospera Financial Services withdrew a net $24.3M in Q4 2017, closing 77 positions and reducing 207 holdings. Its most notable exit was Guggenheim BulletShares 2017 High Yield Corporate Bond ETF, an estimated $3.12M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, down from 6% a quarter earlier, followed by Technology and Industrials.

Against the trend, Prospera Financial Services opened a new position in Globus Medical worth $2.53M.

  • Prospera Financial Services's largest Q4 2017 buy was Globus Medical: 61,630 shares worth $2.53M.
  • Prospera Financial Services added most to Berkshire Hathaway Class A in Q4 2017, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q4 2017 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $3.42M.
  • Prospera Financial Services fully exited Guggenheim BulletShares 2017 High Yield Corporate Bond ETF in Q4 2017, selling an estimated $3.12M.
  • Prospera Financial Services's ten largest holdings make up 40% of its $655M portfolio in Q4 2017.
  • Prospera Financial Services opened 41 new positions and closed 77 in Q4 2017.
  • Prospera Financial Services's portfolio value fell 0.43% quarter-over-quarter to $655M.

Based on Prospera Financial Services's 13F filing for Q4 2017, filed 24 Jan 2018.