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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+1.13%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$510M
AUM Growth
+$12.5M
Cap. Flow
+$4.3M
Cap. Flow %
0.84%
Top 10 Hldgs %
38.63%
Holding
438
New
59
Increased
143
Reduced
147
Closed
56

Top Buys

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.14M
2
SPIB icon
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
+$5.95M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.31M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.97M
5
BX icon
Blackstone
BX
+$2.65M

Top Sells

Rank Stock Value
1
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$7.22M
2
EBND icon
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
+$7.02M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.05M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$4.78M
5
BSJG
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
+$2.73M

Sector Composition

Rank Sector Weight
1 Financials 5.17%
2 Technology 3.68%
3 Healthcare 3.41%
4 Energy 3.35%
5 Communication Services 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
226
Waste Management
WM
$95.9B
$385K 0.08%
5,442
+437
+9% +$29.2K
HAL icon
227
Halliburton
HAL
$27.9B
$383K 0.08%
+6,813
New +$340K
HBANP
228
DELISTED
Huntington Bancshars Inc. Pfd Ser A
HBANP
$383K 0.08%
279
– –
ITA icon
229
iShares US Aerospace & Defense ETF
ITA
$14.2B
$380K 0.07%
+5,330
New +$363K
SA
230
Seabridge Gold
SA
$2.8B
$380K 0.07%
40,457
– –
FXZ icon
231
First Trust Materials AlphaDEX Fund
FXZ
$378M
$377K 0.07%
10,332
-9,666
-48% -$338K
VIG icon
232
Vanguard Dividend Appreciation ETF
VIG
$111B
$377K 0.07%
4,417
+452
+11% +$38K
SGDM icon
233
Sprott Gold Miners ETF
SGDM
$551M
$370K 0.07%
+17,530
New +$353K
AMT icon
234
American Tower
AMT
$77.7B
$369K 0.07%
3,492
-69
-2% -$7.5K
MDT icon
235
Medtronic
MDT
$107B
$369K 0.07%
5,186
-49
-0.9% -$3.85K
MGK icon
236
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$367K 0.07%
21,040
-350
-2% -$6.07K
ADP icon
237
Automatic Data Processing
ADP
$100B
$364K 0.07%
3,535
+1
+0% +$93
LEA icon
238
Lear
LEA
$7.19B
$362K 0.07%
2,653
+78
+3% +$9.81K
GIS icon
239
General Mills
GIS
$19.2B
$359K 0.07%
5,778
-153
-3% -$9.48K
IYE icon
240
iShares US Energy ETF
IYE
$1.74B
$359K 0.07%
8,589
-7,661
-47% -$305K
IPAY icon
241
Amplify Mobile Payments ETF
IPAY
$154M
$356K 0.07%
+13,480
New +$339K
ISD
242
PGIM High Yield Bond Fund
ISD
$414M
$354K 0.07%
22,850
+155
+0.7% +$2.39K
KMB icon
243
Kimberly-Clark
KMB
$36.4B
$352K 0.07%
3,079
+382
+14% +$44.3K
XLP icon
244
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$348K 0.07%
6,720
-92,233
-93% -$4.78M
CHKP icon
245
Check Point Software Technologies
CHKP
$13.3B
$346K 0.07%
3,990
-377
-9% -$30.9K
CSFL
246
DELISTED
CenterState Bank Corporation Common Stock
CSFL
$342K 0.07%
13,625
+500
+4% +$10.6K
SE
247
DELISTED
Spectra Energy Corp Wi
SE
$341K 0.07%
8,166
-2,412
-23% -$100K
AXP icon
248
American Express
AXP
$223B
$339K 0.07%
4,558
+218
+5% +$15.1K
CRDF icon
249
Cardiff Oncology
CRDF
$64.3M
$338K 0.07%
2,043
-56
-3% -$13.1K
AMAT icon
250
Applied Materials
AMAT
$426B
$337K 0.07%
10,457
+1,976
+23% +$60.1K
8 9
10
11 12

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EDRH
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GAM
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CIA
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PFA
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RBI
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Prospera Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Prospera Financial Services held 438 positions worth $510M, up 2.5% from $498M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q4 2016 filing shows 59 new, 143 increased, 147 reduced and 56 closed positions. Its largest new stake was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M. The largest sale was State Street SPDR Portfolio Long Term Treasury ETF, an estimated $7.22M.

By sector, the portfolio is most concentrated in Financials at 5.2% of assets, up from 3.5% a quarter earlier, followed by Technology and Healthcare.

  • Prospera Financial Services's largest Q4 2016 buy was State Street SPDR Portfolio Intermediate Term Corporate Bond ETF: 173,575 shares worth $5.91M.
  • Prospera Financial Services added most to State Street SPDR Bloomberg High Yield Bond ETF in Q4 2016, an estimated $6.14M increase.
  • Prospera Financial Services's biggest Q4 2016 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $6.05M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio Long Term Treasury ETF in Q4 2016, selling an estimated $7.22M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $510M portfolio in Q4 2016.
  • Prospera Financial Services opened 59 new positions and closed 56 in Q4 2016.
  • Prospera Financial Services's portfolio value rose 2.5% quarter-over-quarter to $510M.

Based on Prospera Financial Services's 13F filing for Q4 2016, filed 11 Jan 2017.