SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $164M invested in Swiss Helvetia Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 27 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.4%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
27
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
Bulldog Investors
New Jersey
$10.4M
2
Wells Fargo
Wells Fargo
California
$36.2M
3
KIM
Karpus Investment Management
New York
$19.8M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.24M
5
1CP
1607 Capital Partners
Virginia
$39.9M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$36.1M
2
WAM
Weiss Asset Management
Massachusetts
$0
3
CA
Cornerstone Advisors
North Carolina
$2.06M
4
SFS
Shaker Financial Services
Virginia
$152K
5
DA
Doliver Advisors
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DA
51
Doliver Advisors
Texas
– -$234K -19,982 Closed
AP
52
Advisor Partners
California
– -$139K -12,059 Closed
WAM
53
Wolverine Asset Management
Illinois
– -$46K -3,974 Closed
CFS
54
Commonwealth Financial Services
West Virginia
– -$3K -265 Closed
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