Swiss Helvetia Fund
48 hedge funds and large institutions have $214M invested in Swiss Helvetia Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 6 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
67% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 6
9% more funds holding
Funds holding: 44 → 48 (+4)
2.07% more ownership
Funds ownership: 47.46% → 49.52% (+2.1%)
2% more capital invested
Capital invested by funds: $209M → $214M (+$4.95M)
43% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 14
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Grantham, Mayo, Van Otterloo & Co (GMO)
Boston,
Massachusetts
|
+$4.09M |
| 2 |
DMAM
Del Mar Asset Management
New York
|
+$2.72M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$2.29M |
| 4 |
COLIM
City of London Investment Management
London,
United Kingdom
|
+$823K |
| 5 |
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
+$433K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$854K |
| 2 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$779K |
| 3 |
Lazard Asset Management
New York
|
-$534K |
| 4 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$421K |
| 5 |
DT
Diversified Trust
Memphis,
Tennessee
|
-$367K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CFSG
51
Community Financial Services Group
Newport,
Vermont
| – | -$23K | -1,640 | Closed |
|
|
OIA
52
Optimum Investment Advisors
Chicago,
Illinois
| – | -$12K | -844 | Closed |
|
|
WF
53
WealthTrust Fairport
Cleveland,
Ohio
| – | -$7K | -499 | Closed |
|
54
Creative Planning
Overland Park,
Kansas
| – | -$3K | -200 | Closed |
|
SWZ Hedge Fund Activity: Q4 2013 in Review
48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2013, worth a combined $214M — up 2.4% from $209M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new SWZ positions and 6 closed out — a net gain of 4 holders — while 8 added to existing stakes and 14 trimmed.
The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), adding an estimated $4.09M. The largest seller was Cornerstone Advisors, cutting an estimated $854K.
- 48 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2013, up from 44 in Q3 2013.
- Funds reported $214M of Swiss Helvetia Fund stock for Q4 2013, up 2.4% quarter-over-quarter.
- 10 funds opened new Swiss Helvetia Fund positions in Q4 2013 and 6 closed out, a net change of +4 holders.
- The largest Swiss Helvetia Fund buyer in Q4 2013 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $4.09M added.
- The largest Swiss Helvetia Fund seller in Q4 2013 was Cornerstone Advisors, an estimated $854K sold.
Based on aggregated 13F filings for Q4 2013.