SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

48 hedge funds and large institutions have $214M invested in Swiss Helvetia Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+4
Holders Change %
+9.09%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
10
Increased
8
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Grantham, Mayo, Van Otterloo & Co (GMO)
1
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$5.14M
2
DMAM
2
Del Mar Asset Management
New York
$2.67M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$2.25M
4
COLIM
4
City of London Investment Management
United Kingdom
$1.61M
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$684K

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$521K
2
WAM
2
Wolverine Asset Management
Illinois
$954K
3
Lazard Asset Management
3
Lazard Asset Management
New York
$79.7M
4
1CP
4
1607 Capital Partners
Virginia
$61.9M
5
DT
5
Diversified Trust
Tennessee
$4.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFSG
51
Community Financial Services Group
Vermont
– -$23K -1,640 Closed
OIA
52
Optimum Investment Advisors
Illinois
– -$12K -844 Closed
WF
53
WealthTrust Fairport
Ohio
– -$7K -499 Closed
Creative Planning
54
Creative Planning
Kansas
– -$3K -200 Closed
1 2
3