Swiss Helvetia Fund
36 hedge funds and large institutions have $42.2M invested in Swiss Helvetia Fund in 2024 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
9% more funds holding
Funds holding: 33 → 36 (+3)
0% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 10
0.87% less ownership
Funds ownership: 41.85% → 40.98% (-0.87%)
5% less capital invested
Capital invested by funds: $44.6M → $42.2M (-$2.36M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$325K |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$143K |
| 3 |
Envestnet Asset Management
Chicago,
Illinois
|
+$109K |
| 4 |
CL
CSS LLC
Chicago,
Illinois
|
+$53.5K |
| 5 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$50.1K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$697K |
| 2 |
Allspring Global Investments
Charlotte,
North Carolina
|
-$517K |
| 3 |
SAG
SageView Advisory Group
Newport Beach,
California
|
-$257K |
| 4 |
Lazard Asset Management
New York
|
-$151K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$52.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WC
26
Winmill & Co
Rochester,
New York
| $25.9K | – | – | – |
|
27
Bank of America
Charlotte,
North Carolina
| $23.1K | -$2.39K | -300 | -9% |
|
28
JP Morgan Chase
New York
| $20.5K | – | – | – |
|
29
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $20.2K | +$20.3K | +2,550 | New |
|
30
Osaic Holdings
Scottsdale,
Arizona
| $20.1K | – | – | – |
|
|
FDCDDQ
31
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $14.5K | – | – | – |
|
32
US Bancorp
Minneapolis,
Minnesota
| $11.6K | +$11.7K | +1,464 | New |
|
|
AA
33
Ancora Advisors
Cleveland,
Ohio
| $8.47K | – | – | – |
|
|
NSIM
34
North Star Investment Management
Chicago,
Illinois
| $7.54K | – | – | – |
|
35
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $7K | +$6.65K | +835 | New |
|
36
Royal Bank of Canada
Toronto,
Ontario, Canada
| $6K | – | – | – |
|
|
SAG
37
SageView Advisory Group
Newport Beach,
California
| – | -$257K | -31,900 | Closed |
|
SWZ Hedge Fund Activity: Q1 2024 in Review
36 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2024, worth a combined $42.2M — down 5.3% from $44.6M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new SWZ positions and 1 closed out — a net gain of 3 holders — while 10 added to existing stakes and 10 trimmed.
The largest buyer was Karpus Investment Management, adding an estimated $325K. The largest seller was Morgan Stanley, cutting an estimated $697K.
- 36 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2024, up from 33 in Q4 2023.
- Funds reported $42.2M of Swiss Helvetia Fund stock for Q1 2024, down 5.3% quarter-over-quarter.
- 4 funds opened new Swiss Helvetia Fund positions in Q1 2024 and 1 closed out, a net change of +3 holders.
- The largest Swiss Helvetia Fund buyer in Q1 2024 was Karpus Investment Management, an estimated $325K added.
- The largest Swiss Helvetia Fund seller in Q1 2024 was Morgan Stanley, an estimated $697K sold.
Based on aggregated 13F filings for Q1 2024.