Swiss Helvetia Fund
33 hedge funds and large institutions have $44.6M invested in Swiss Helvetia Fund in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 3 closing their positions.
22% more repeat investments, than reductions
Existing positions increased: 11 | Existing positions reduced: 9
12% more capital invested
Capital invested by funds: $39.9M → $44.6M (+$4.69M)
1.66% more ownership
Funds ownership: 40.18% → 41.85% (+1.7%)
0% more funds holding
Funds holding: 33 → 33 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$1.18M |
| 2 |
Morgan Stanley
New York
|
+$661K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$228K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$127K |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
+$120K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AW
Atlas Wealth
Cincinnati,
Ohio
|
-$482K |
| 2 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$154K |
| 3 |
Lazard Asset Management
New York
|
-$98.2K |
| 4 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$93.6K |
| 5 |
Allspring Global Investments
Charlotte,
North Carolina
|
-$87.8K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WC
26
Winmill & Co
Rochester,
New York
| $26.8K | – | – | – |
|
27
Bank of America
Charlotte,
North Carolina
| $26.4K | – | – | – |
|
28
JP Morgan Chase
New York
| $21.2K | -$28.3K | -3,717 | -59% |
|
29
Osaic Holdings
Scottsdale,
Arizona
| $20.7K | -$4.22K | -553 | -18% |
|
|
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $15K | – | – | – |
|
|
AA
31
Ancora Advisors
Cleveland,
Ohio
| $8.76K | – | – | – |
|
|
NSIM
32
North Star Investment Management
Chicago,
Illinois
| $7.8K | -$3.79K | -497 | -34% |
|
33
Royal Bank of Canada
Toronto,
Ontario, Canada
| $6K | – | – | – |
|
|
AW
34
Atlas Wealth
Cincinnati,
Ohio
| – | -$482K | -63,138 | Closed |
|
|
RJFSA
35
Raymond James Financial Services Advisors
St. Petersburg,
Florida
| – | -$154K | -20,175 | Closed |
|
36
Cambridge Investment Research Advisors
Fairfield,
Iowa
| – | -$85K | -11,097 | Closed |
|
SWZ Hedge Fund Activity: Q4 2023 in Review
33 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2023, worth a combined $44.6M — up 12% from $39.9M a quarter earlier.
Fund positioning in SWZ was balanced in Q4 2023: 3 funds opened new positions, 3 closed out, 11 added to existing stakes and 9 trimmed.
The largest buyer was Karpus Investment Management, adding an estimated $1.18M. The largest seller was Atlas Wealth, exiting entirely with an estimated $482K sold.
- 33 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2023, unchanged from Q3 2023.
- Funds reported $44.6M of Swiss Helvetia Fund stock for Q4 2023, up 12% quarter-over-quarter.
- 3 funds opened new Swiss Helvetia Fund positions in Q4 2023 and 3 closed out, a net change of 0 holders.
- The largest Swiss Helvetia Fund buyer in Q4 2023 was Karpus Investment Management, an estimated $1.18M added.
- The largest Swiss Helvetia Fund seller in Q4 2023 was Atlas Wealth, an estimated $482K sold.
Based on aggregated 13F filings for Q4 2023.