Swiss Helvetia Fund
33 hedge funds and large institutions have $39.9M invested in Swiss Helvetia Fund in 2023 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 9 reducing their positions, and 1 closing their positions.
11% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 9
3.39% more ownership
Funds ownership: 36.8% → 40.18% (+3.4%)
0% more funds holding
Funds holding: 33 → 33 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
0% less capital invested
Capital invested by funds: $40M → $39.9M (-$93.6K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$2.5M |
| 2 |
Envestnet Asset Management
Chicago,
Illinois
|
+$306K |
| 3 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$90.6K |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$44.7K |
| 5 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$40.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$36.5K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$36.5K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$30.1K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$14.9K |
| 5 |
Lazard Asset Management
New York
|
-$12.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Wells Fargo
San Francisco,
California
| $35.3K | -$3.09K | -379 | -8% |
|
|
WC
27
Winmill & Co
Rochester,
New York
| $25K | – | – | – |
|
|
28
Bank of America
Charlotte,
North Carolina
| $24.6K | -$30.1K | -3,691 | -53% |
|
29
Osaic Holdings
Scottsdale,
Arizona
| $23.5K | – | – | – |
|
|
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $14K | – | – | – |
|
|
NSIM
31
North Star Investment Management
Chicago,
Illinois
| $11.1K | – | – | – |
|
|
AA
32
Ancora Advisors
Cleveland,
Ohio
| $8.16K | – | – | – |
|
|
33
Royal Bank of Canada
Toronto,
Ontario, Canada
| $5K | -$36.5K | -4,480 | -86% |
|
|
WAM
34
Wolverine Asset Management
Chicago,
Illinois
| – | -$6.67K | -812 | Closed |
|
SWZ Hedge Fund Activity: Q3 2023 in Review
33 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2023, worth a combined $39.9M — down 0.23% from $40M a quarter earlier.
Fund positioning in SWZ was balanced in Q3 2023: 1 fund opened new positions, 1 closed out, 10 added to existing stakes and 9 trimmed.
The largest buyer was Allspring Global Investments, adding an estimated $2.5M. The largest seller was Shaker Financial Services, cutting an estimated $36.5K.
- 33 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2023, unchanged from Q2 2023.
- Funds reported $39.9M of Swiss Helvetia Fund stock for Q3 2023, down 0.23% quarter-over-quarter.
- 1 fund opened new Swiss Helvetia Fund positions in Q3 2023 and 1 closed out, a net change of 0 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2023 was Allspring Global Investments, an estimated $2.5M added.
- The largest Swiss Helvetia Fund seller in Q3 2023 was Shaker Financial Services, an estimated $36.5K sold.
Based on aggregated 13F filings for Q3 2023.