Swiss Helvetia Fund
34 hedge funds and large institutions have $36.3M invested in Swiss Helvetia Fund in 2022 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 1 closing their positions.
300% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 1
17% more capital invested
Capital invested by funds: $31M → $36.3M (+$5.31M)
10% more funds holding
Funds holding: 31 → 34 (+3)
1.79% more ownership
Funds ownership: 34.58% → 36.37% (+1.8%)
58% less repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 12
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$1.36M |
| 2 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$391K |
| 3 |
Morgan Stanley
New York
|
+$215K |
| 4 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$93.4K |
| 5 |
DAS
Dynamic Advisor Solutions
Phoenix,
Arizona
|
+$70.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
-$478K |
| 2 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$118K |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$104K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$81.4K |
| 5 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$64.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Royal Bank of Canada
Toronto,
Ontario, Canada
| $39K | -$8.13K | -1,099 | -17% |
|
|
WC
27
Winmill & Co
Rochester,
New York
| $24.7K | – | – | – |
|
28
Osaic Holdings
Scottsdale,
Arizona
| $23K | +$89 | +12 | +0.4% |
|
29
JP Morgan Chase
New York
| $20K | – | – | – |
|
|
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $13.8K | – | – | – |
|
|
NSIM
31
North Star Investment Management
Chicago,
Illinois
| $10.9K | – | – | – |
|
|
AA
32
Ancora Advisors
Cleveland,
Ohio
| $8K | – | – | – |
|
33
First Manhattan
New York
| $7.99K | – | – | – |
|
|
MCC
34
Money Concepts Capital
Palm Beach Gardens,
Florida
| $8 | +$7 | +1 | New |
|
35
AssetMark Inc
Concord,
California
| – | -$12K | -1,734 | Closed |
|
SWZ Hedge Fund Activity: Q4 2022 in Review
34 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2022, worth a combined $36.3M — up 17% from $31M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new SWZ positions and 1 closed out — a net gain of 3 holders — while 5 added to existing stakes and 12 trimmed.
The largest buyer was Allspring Global Investments, adding an estimated $1.36M. The largest seller was Wells Fargo, cutting an estimated $478K.
- 34 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2022, up from 31 in Q3 2022.
- Funds reported $36.3M of Swiss Helvetia Fund stock for Q4 2022, up 17% quarter-over-quarter.
- 4 funds opened new Swiss Helvetia Fund positions in Q4 2022 and 1 closed out, a net change of +3 holders.
- The largest Swiss Helvetia Fund buyer in Q4 2022 was Allspring Global Investments, an estimated $1.36M added.
- The largest Swiss Helvetia Fund seller in Q4 2022 was Wells Fargo, an estimated $478K sold.
Based on aggregated 13F filings for Q4 2022.