Swiss Helvetia Fund
34 hedge funds and large institutions have $44.9M invested in Swiss Helvetia Fund in 2022 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 3 closing their positions.
67% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 6
1.12% less ownership
Funds ownership: 37.86% → 36.74% (-1.1%)
6% less funds holding
Funds holding: 36 → 34 (-2)
10% less capital invested
Capital invested by funds: $49.9M → $44.9M (-$5.01M)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$126K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$92.2K |
| 3 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$53.2K |
| 4 |
GRQ
Gardner Russo & Quinn
Lancaster,
Pennsylvania
|
+$39.3K |
| 5 |
Morgan Stanley
New York
|
+$31.4K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$965K |
| 2 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
-$529K |
| 3 |
Walleye Trading
New York
|
-$108K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$105K |
| 5 |
CL
CSS LLC
Chicago,
Illinois
|
-$85.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
WC
26
Winmill & Co
Rochester,
New York
| $30K | – | – | – |
|
27
Osaic Holdings
Scottsdale,
Arizona
| $29K | -$14.2K | -1,549 | -33% |
|
28
JP Morgan Chase
New York
| $24K | – | – | – |
|
|
FDCDDQ
29
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $16.9K | – | – | – |
|
30
AssetMark Inc
Concord,
California
| $16K | – | – | – |
|
|
NSIM
31
North Star Investment Management
Chicago,
Illinois
| $13K | – | – | – |
|
|
AA
32
Ancora Advisors
Cleveland,
Ohio
| $10K | – | – | – |
|
|
GWM
33
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
WAM
34
Wolverine Asset Management
Chicago,
Illinois
| – | -$965K | -97,133 | Closed |
|
|
35
Walleye Trading
New York
| – | -$108K | -10,840 | Closed |
|
|
MCC
36
Money Concepts Capital
Palm Beach Gardens,
Florida
| – | +$37 | +4 | New |
|
SWZ Hedge Fund Activity: Q1 2022 in Review
34 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2022, worth a combined $44.9M — down 10% from $49.9M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SWZ and 1 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 10 added.
The largest buyer was Allspring Global Investments, adding an estimated $126K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $965K sold.
- 34 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2022, down from 36 in Q4 2021.
- Funds reported $44.9M of Swiss Helvetia Fund stock for Q1 2022, down 10% quarter-over-quarter.
- 1 fund opened new Swiss Helvetia Fund positions in Q1 2022 and 3 closed out, a net change of -2 holders.
- The largest Swiss Helvetia Fund buyer in Q1 2022 was Allspring Global Investments, an estimated $126K added.
- The largest Swiss Helvetia Fund seller in Q1 2022 was Wolverine Asset Management, an estimated $965K sold.
Based on aggregated 13F filings for Q1 2022.