Swiss Helvetia Fund
35 hedge funds and large institutions have $44M invested in Swiss Helvetia Fund in 2021 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 6 increasing their positions, 9 reducing their positions, and 4 closing their positions.
0.24% less ownership
Funds ownership: 37.99% → 37.75% (-0.24%)
2% less capital invested
Capital invested by funds: $45.1M → $44M (-$1.04M)
5% less funds holding
Funds holding: 37 → 35 (-2)
33% less repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 9
50% less first-time investments, than exits
New positions opened: 2 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$569K |
| 2 |
Wells Fargo
San Francisco,
California
|
+$454K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$412K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$377K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$90.2K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$877K |
| 2 |
CL
CSS LLC
Chicago,
Illinois
|
-$231K |
| 3 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
-$230K |
| 4 |
CCP
Cardan Capital Partners
Denver,
Colorado
|
-$218K |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$193K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
US Bancorp
Minneapolis,
Minnesota
| $26K | – | – | – |
|
27
JP Morgan Chase
New York
| $23K | – | – | – |
|
|
WT
28
Whittier Trust
South Pasadena,
California
| $17K | – | – | – |
|
|
FDCDDQ
29
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $16.1K | – | – | – |
|
|
NSIM
30
North Star Investment Management
Chicago,
Illinois
| $13K | – | – | – |
|
31
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $12K | – | – | – |
|
|
AA
32
Ancora Advisors
Cleveland,
Ohio
| $9K | – | – | – |
|
33
Osaic Holdings
Scottsdale,
Arizona
| $5K | – | – | – |
|
|
WC
34
Winmill & Co
Rochester,
New York
| $4K | – | – | – |
|
|
GWM
35
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
KIM
36
Karpus Investment Management
Pittsford,
New York
| – | -$877K | -98,109 | Closed |
|
|
AA
37
AQR Arbitrage
Greenwich,
Connecticut
| – | -$230K | -25,675 | Closed |
|
|
CCP
38
Cardan Capital Partners
Denver,
Colorado
| – | -$218K | -24,415 | Closed |
|
|
AP
39
Advisor Partners
Walnut Creek,
California
| – | -$185K | -17,658 | Closed |
|
SWZ Hedge Fund Activity: Q1 2021 in Review
35 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2021, worth a combined $44M — down 2.3% from $45.1M a quarter earlier.
Sellers outnumbered buyers: 4 funds closed out of SWZ and 2 opened new positions — a net loss of 2 holders — while 9 trimmed existing stakes and 6 added.
The largest buyer was Bank of America, adding an estimated $569K. The largest seller was Karpus Investment Management, exiting entirely with an estimated $877K sold.
- 35 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2021, down from 37 in Q4 2020.
- Funds reported $44M of Swiss Helvetia Fund stock for Q1 2021, down 2.3% quarter-over-quarter.
- 2 funds opened new Swiss Helvetia Fund positions in Q1 2021 and 4 closed out, a net change of -2 holders.
- The largest Swiss Helvetia Fund buyer in Q1 2021 was Bank of America, an estimated $569K added.
- The largest Swiss Helvetia Fund seller in Q1 2021 was Karpus Investment Management, an estimated $877K sold.
Based on aggregated 13F filings for Q1 2021.