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SWZ

Swiss Helvetia Fund
SWZ

38 hedge funds and large institutions have $39.3M invested in Swiss Helvetia Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

16% more capital invested

Capital invested by funds: $34M → $39.3M (+$5.31M)

3.13% more ownership

Funds ownership: 32.7% → 35.83% (+3.1%)

3% more funds holding

Funds holding: 37 → 38 (+1)

0% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 10

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
10
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GRQ
Gardner Russo & Quinn
Pennsylvania
+$1.78M
2
COLIM
City of London Investment Management
United Kingdom
+$1.35M
3
Lazard Asset Management
Lazard Asset Management
New York
+$1.08M
4
Wells Fargo
Wells Fargo
California
+$910K
5
SFS
Shaker Financial Services
Virginia
+$86K

Top Sellers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
-$486K
2
WAM
Wolverine Asset Management
Illinois
-$469K
3
CRC
Curi RMB Capital
Illinois
-$465K
4
MC
Matisse Capital
Oregon
-$195K
5
SSWM
Smith Salley Wealth Management
North Carolina
-$156K
Name Holding Trade Value Shares
Change 		Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$86K +$85.3K +10,411 New
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$68K – – –
Bank of America
28
Bank of America
North Carolina
$36K +$98 +12 +0.3%
US Bancorp
29
US Bancorp
Minnesota
$24K +$23.8K +2,911 New
JP Morgan Chase
30
JP Morgan Chase
New York
$21K – – –
WT
31
Whittier Trust
California
$16K +$15.9K +1,944 New
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.1K – – –
NSIM
33
North Star Investment Management
Illinois
$12K – – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$12K – – –
AA
35
Ancora Advisors
Ohio
$9K – – –
Osaic Holdings
36
Osaic Holdings
Arizona
$4K +$270 +33 +6%
WC
37
Winmill & Co
New York
$3K – – –
GWM
38
Geneos Wealth Management
Colorado
$2K – – –
WAM
39
Wolverine Asset Management
Illinois
– -$469K -59,943 Closed
CRC
40
Curi RMB Capital
Illinois
– -$465K -59,285 Closed
SSWM
41
Smith Salley Wealth Management
North Carolina
– -$156K -19,901 Closed
1
2

SWZ Hedge Fund Activity: Q3 2020 in Review

38 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2020, worth a combined $39.3M — up 16% from $34M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SWZ positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 10 trimmed.

The largest buyer was Gardner Russo & Quinn, opening a new position worth an estimated $1.78M. The largest seller was Cornerstone Advisors, cutting an estimated $486K.

  • 38 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2020, up from 37 in Q2 2020.
  • Funds reported $39.3M of Swiss Helvetia Fund stock for Q3 2020, up 16% quarter-over-quarter.
  • 5 funds opened new Swiss Helvetia Fund positions in Q3 2020 and 4 closed out, a net change of +1 holder.
  • The largest Swiss Helvetia Fund buyer in Q3 2020 was Gardner Russo & Quinn, an estimated $1.78M added.
  • The largest Swiss Helvetia Fund seller in Q3 2020 was Cornerstone Advisors, an estimated $486K sold.

Based on aggregated 13F filings for Q3 2020.