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SWZ

Swiss Helvetia Fund
SWZ

37 hedge funds and large institutions have $34M invested in Swiss Helvetia Fund in 2020 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 11 increasing their positions, 10 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 10

8% more capital invested

Capital invested by funds: $31.6M → $34M (+$2.38M)

1.6% less ownership

Funds ownership: 34.3% → 32.7% (-1.6%)

10% less funds holding

Funds holding: 41 → 37 (-4)

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
37
Holders Change
-4
Holders Change %
-9.76%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
11
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.9M
2
COLIM
City of London Investment Management
United Kingdom
+$1.83M
3
Lazard Asset Management
Lazard Asset Management
New York
+$1.03M
4
CA
Cornerstone Advisors
North Carolina
+$231K
5
UBS Group
UBS Group
Switzerland
+$77.7K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$5.49M
2
WAM
Wolverine Asset Management
Illinois
-$240K
3
Geode Capital Management
Geode Capital Management
Massachusetts
-$166K
4
CCP
Cardan Capital Partners
Colorado
-$134K
5
SFS
Shaker Financial Services
Virginia
-$95.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$81K – – –
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$64K -$135 -18 -0.2%
Bank of America
28
Bank of America
North Carolina
$34K +$4.28K +571 +15%
JP Morgan Chase
29
JP Morgan Chase
New York
$20K – – –
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Quebec, Canada
$14.3K – – –
NSIM
31
North Star Investment Management
Illinois
$11K – – –
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$10K – – –
AA
33
Ancora Advisors
Ohio
$8K – – –
Osaic Holdings
34
Osaic Holdings
Arizona
$4K – – –
WC
35
Winmill & Co
New York
$3K +$3K +400 New
GWM
36
Geneos Wealth Management
Colorado
$2K – – –
RCM
37
Rivernorth Capital Management
Florida
– -$5.49M -789,381 Closed
Geode Capital Management
38
Geode Capital Management
Massachusetts
– -$166K -23,914 Closed
AP
39
Adero Partners
California
– -$86K -12,403 Closed
BC
40
Bartlett & Co
Ohio
– -$2K -307 Closed
BCWM
41
Bartlett & Co Wealth Management
Ohio
– -$2.13K -307 Closed
CFGS
42
Concourse Financial Group Securities
Alabama
– -$135 -18 Closed
Fidelity Investments
43
Fidelity Investments
Massachusetts
– +$8 +1 New
1
2

SWZ Hedge Fund Activity: Q2 2020 in Review

37 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2020, worth a combined $34M — up 7.5% from $31.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SWZ and 2 opened new positions — a net loss of 4 holders — while 10 trimmed existing stakes and 11 added.

The largest buyer was Wells Fargo, adding an estimated $1.9M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $5.49M sold.

  • 37 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2020, down from 41 in Q1 2020.
  • Funds reported $34M of Swiss Helvetia Fund stock for Q2 2020, up 7.5% quarter-over-quarter.
  • 2 funds opened new Swiss Helvetia Fund positions in Q2 2020 and 6 closed out, a net change of -4 holders.
  • The largest Swiss Helvetia Fund buyer in Q2 2020 was Wells Fargo, an estimated $1.9M added.
  • The largest Swiss Helvetia Fund seller in Q2 2020 was Rivernorth Capital Management, an estimated $5.49M sold.

Based on aggregated 13F filings for Q2 2020.