Swiss Helvetia Fund
35 hedge funds and large institutions have $27.2M invested in Swiss Helvetia Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 3 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 5
67% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 3
7% more capital invested
Capital invested by funds: $25.4M → $27.2M (+$1.74M)
3% more funds holding
Funds holding: 34 → 35 (+1)
1.92% more ownership
Funds ownership: 25.18% → 27.1% (+1.9%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
MC
Matisse Capital
Portland,
Oregon
|
+$1.32M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.11M |
| 3 |
CL
CSS LLC
Chicago,
Illinois
|
+$553K |
| 4 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
+$200K |
| 5 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$152K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lazard Asset Management
New York
|
-$1.03M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$257K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$41.5K |
| 4 |
UCI
Uncommon Cents Investing
Janesville,
Wisconsin
|
-$22.9K |
| 5 |
RFC
Regions Financial Corp
Birmingham,
Alabama
|
-$14K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of America
Charlotte,
North Carolina
| $32K | +$2.76K | +361 | +10% |
|
27
JP Morgan Chase
New York
| $20K | – | – | – |
|
|
FDCDDQ
28
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $14.4K | – | – | – |
|
|
BCWM
29
Bartlett & Co Wealth Management
Cincinnati,
Ohio
| $2.42K | – | – | – |
|
|
BC
30
Bartlett & Co
Cincinnati,
Ohio
| $2K | – | – | – |
|
|
GWM
31
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
BI
32
Bulldog Investors
Saddle Brook,
New Jersey
| $1.24K | – | – | – |
|
|
W
33
WealthStone
Columbus,
Ohio
| $1.21K | +$1.17K | +153 | New |
|
34
US Bancorp
Minneapolis,
Minnesota
| $1K | – | – | – |
|
|
RFC
35
Regions Financial Corp
Birmingham,
Alabama
| – | -$14K | -1,787 | Closed |
|
|
NSIM
36
North Star Investment Management
Chicago,
Illinois
| – | -$11K | -1,448 | Closed |
|
|
TRCT
37
Tower Research Capital (TRC)
New York
| – | -$1K | -129 | Closed |
|
|
PCG
38
Private Capital Group
West Hartford,
Connecticut
| – | +$99 | +13 | New |
|
SWZ Hedge Fund Activity: Q2 2019 in Review
35 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2019, worth a combined $27.2M — up 6.8% from $25.4M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SWZ positions and 3 closed out — a net gain of 2 holders — while 10 added to existing stakes and 5 trimmed.
The largest buyer was Matisse Capital, opening a new position worth an estimated $1.32M. The largest seller was Lazard Asset Management, cutting an estimated $1.03M.
- 35 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2019, up from 34 in Q1 2019.
- Funds reported $27.2M of Swiss Helvetia Fund stock for Q2 2019, up 6.8% quarter-over-quarter.
- 5 funds opened new Swiss Helvetia Fund positions in Q2 2019 and 3 closed out, a net change of +2 holders.
- The largest Swiss Helvetia Fund buyer in Q2 2019 was Matisse Capital, an estimated $1.32M added.
- The largest Swiss Helvetia Fund seller in Q2 2019 was Lazard Asset Management, an estimated $1.03M sold.
Based on aggregated 13F filings for Q2 2019.