SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

47 hedge funds and large institutions have $73.8M invested in LMP Capital and Income Fund in 2016 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 18 reducing their positions, and 9 closing their positions.

Holders
47
Holders Change
-3
Holders Change %
-6%
% of All Funds
1.26%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
18
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$8.87M
2
GC
2
Guggenheim Capital
Illinois
$1.37M
3
RCM
3
Rivernorth Capital Management
Florida
$7.74M
4
WAM
4
Wolverine Asset Management
Illinois
$2.28M
5
SFS
5
Shaker Financial Services
Virginia
$612K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$2.86M
2
PPA
2
Parametric Portfolio Associates
Washington
$0
3
Invesco
3
Invesco
Georgia
$3.19M
4
LCM
4
Landscape Capital Management
New Jersey
$1.52M
5
ICM
5
Ionic Capital Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
UCFA
26
United Capital Financial Advisors
Texas
$319K 24,533 -13,702 -36%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$316K 24,104 -13,938 -37%
OC
28
Oppenheimer & Co
New York
$315K 24,025 -8,268 -26%
SCM
29
Saba Capital Management
New York
$246K 18,712 – –
UBS Group
30
UBS Group
Switzerland
$170K 12,925 -8,437 -39%
LPL Financial
31
LPL Financial
California
$164K 12,381 -2,679 -18%
RJT
32
Raymond James Trust
Florida
$153K 11,682 -169 -1%
KA
33
Klingman & Associates
New York
$152K 11,600 – –
DA
34
Doliver Advisors
Texas
$133K 10,068 -1,729 -15%
AG
35
Advisor Group
Arizona
$116K 8,933 +8,933 New
Citigroup
36
Citigroup
New York
$109K 8,268 +132 +2%
BBPWM
37
Blue Bell Private Wealth Management
Pennsylvania
$94K 7,106 -4,989 -41%
AIM
38
Acrospire Investment Management
Illinois
$30K 2,300 -700 -23%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$22K 1,756 +33 +2%
MFS
40
MSI Financial Services
Massachusetts
$17K 1,316 -189 -13%
WP
41
WealthPLAN Partners
Nebraska
$9.86K 1,500 +1,500 New
BIG
42
Bellwether Investment Group
Tennessee
$8K 605 +605 New
TIM
43
Tortoise Investment Management
New York
$7K 500 +500 New
MFW
44
Mosaic Family Wealth
Missouri
$6K 412 +9 +2%
MA
45
MCF Advisors
Kentucky
$5K 400 – –
PCM
46
Penserra Capital Management
California
$3K 191 – –
TRCT
47
Tower Research Capital (TRC)
New York
$2K 115 +115 New
PPA
48
Parametric Portfolio Associates
Washington
– – -71,430 Closed
ICM
49
Ionic Capital Management
New York
– – -19,721 Closed
CIA
50
Capital Investment Advisors
Georgia
– – -11,100 Closed
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2
3