RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
–
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
44
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$5.25M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.7M
3
1CP
3
1607 Capital Partners
Virginia
$5.75M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$766K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1.2M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$0
2
HKAM
2
Horizon Kinetics Asset Management
New York
$3.99M
3
AAM
3
Advisors Asset Management
Colorado
$6.03M
4
FFA
4
First Foundation Advisors
California
$156K
5
WAM
5
Wolverine Asset Management
Illinois
$1.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
76
Geneos Wealth Management
Colorado
$26K – – –
NSIM
77
North Star Investment Management
Illinois
$23K – – –
PB
78
Pinnacle Bancorp
Nebraska
$19K – – –
SSB
79
Sandy Spring Bank
Maryland
$16K – – –
SW
80
SVB Wealth
Massachusetts
$15K +$15K +1,940 New
AA
81
Ancora Advisors
Ohio
$9K – – –
SPIA
82
Steward Partners Investment Advisory
New York
$8K +$143 +18 +2%
AF
83
Advisornet Financial
Minnesota
$7K – – –
HNB
84
Huntington National Bank
Ohio
$7K – – –
KTC
85
Kistler-Tiffany Companies
Pennsylvania
$7K +$129 +17 +2%
PCG
86
Private Capital Group
Connecticut
$1K – – –
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$1K +$15 +2 +2%
CFD
88
Creative Financial Designs
Indiana
$1K +$13 +2 +1%
SFS
89
Sowell Financial Services
Arkansas
$1K +$513 +40 +105%
FAAS
90
First Allied Advisory Services
California
– -$2.77M -385,059 Closed
JIP
91
Jaffetilchin Investment Partners
Florida
– -$270K -37,492 Closed
MWPCG
92
Measured Wealth Private Client Group
New Hampshire
– -$97K -13,435 Closed
EVC
93
Eidelman Virant Capital
Missouri
– -$81K -11,245 Closed
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
– -$3K -385 Closed
1 2 3
4