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RMT

Royce Micro-Cap Trust
RMT

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 25

15% more capital invested

Capital invested by funds: $88.2M → $101M (+$13.3M)

1.99% more ownership

Funds ownership: 28.71% → 30.7% (+2%)

0% more funds holding

Funds holding: 89 → 89 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

Holders
89
Holders Change
–
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
44
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
+$3.64M
2
Morgan Stanley
Morgan Stanley
New York
+$2.71M
3
1CP
1607 Capital Partners
Virginia
+$2.18M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$741K
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$735K

Top Sellers

Rank Fund Capital Flow
1
FAAS
First Allied Advisory Services
California
-$2.77M
2
HKAM
Horizon Kinetics Asset Management
New York
-$1.19M
3
AAM
Advisors Asset Management
Colorado
-$686K
4
WAM
Wolverine Asset Management
Illinois
-$482K
5
FFA
First Foundation Advisors
California
-$482K
Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
76
Geneos Wealth Management
Colorado
$26K – – –
NSIM
77
North Star Investment Management
Illinois
$23K – – –
PB
78
Pinnacle Bancorp
Nebraska
$19K – – –
SSB
79
Sandy Spring Bank
Maryland
$16K – – –
SW
80
SVB Wealth
Massachusetts
$15K +$15K +1,940 New
AA
81
Ancora Advisors
Ohio
$9K – – –
SPIA
82
Steward Partners Investment Advisory
New York
$8K +$139 +18 +2%
AF
83
Advisornet Financial
Minnesota
$7K – – –
HNB
84
Huntington National Bank
Ohio
$7K – – –
KTC
85
Kistler-Tiffany Companies
Pennsylvania
$7K +$132 +17 +2%
PCG
86
Private Capital Group
Connecticut
$1K – – –
CFD
87
Creative Financial Designs
Indiana
$1K +$15 +2 +1%
Fifth Third Bancorp
88
Fifth Third Bancorp
Ohio
$1K +$15 +2 +2%
SFS
89
Sowell Financial Services
Arkansas
$1K +$310 +40 +105%
FAAS
90
First Allied Advisory Services
California
– -$2.77M -385,059 Closed
JIP
91
Jaffetilchin Investment Partners
Florida
– -$270K -37,492 Closed
MWPCG
92
Measured Wealth Private Client Group
New Hampshire
– -$97K -13,435 Closed
EVC
93
Eidelman Virant Capital
Missouri
– -$81K -11,245 Closed
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
– -$3K -385 Closed
JP Morgan Chase
95
JP Morgan Chase
New York
– +$15 +2 New
1 2 3
4

RMT Hedge Fund Activity: Q3 2020 in Review

89 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2020, worth a combined $101M — up 15% from $88.2M a quarter earlier.

Fund positioning in RMT was balanced in Q3 2020: 5 funds opened new positions, 5 closed out, 44 added to existing stakes and 25 trimmed.

The largest buyer was Cornerstone Advisors, adding an estimated $3.64M. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $2.77M sold.

  • 89 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $101M of Royce Micro-Cap Trust stock for Q3 2020, up 15% quarter-over-quarter.
  • 5 funds opened new Royce Micro-Cap Trust positions in Q3 2020 and 5 closed out, a net change of 0 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2020 was Cornerstone Advisors, an estimated $3.64M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2020 was First Allied Advisory Services, an estimated $2.77M sold.

Based on aggregated 13F filings for Q3 2020.