RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

89 hedge funds and large institutions have $88.2M invested in Royce Micro-Cap Trust in 2020 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 30 increasing their positions, 36 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
+5
Holders Change %
+5.95%
% of All Funds
1.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
30
Reduced
36
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.78M
2
1CP
1607 Capital Partners
Virginia
+$3.37M
3
WAM
Wolverine Asset Management
Illinois
+$1.99M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$1.85M
5
FWM
Frontier Wealth Management
Missouri
+$950K

Top Sellers

1
HKAM
Horizon Kinetics Asset Management
New York
-$3.7M
2
Wells Fargo
Wells Fargo
California
-$2.45M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.56M
4
FAAS
First Allied Advisory Services
California
-$460K
5
Goldman Sachs
Goldman Sachs
New York
-$417K
Name Holding Trade Value Shares
Change 		Shares
Change %
HDIM
76
Hanson & Doremus Investment Management
Vermont
$25K – – –
GWM
77
Geneos Wealth Management
Colorado
$24K -$69.1K -10,117 -74%
NSIM
78
North Star Investment Management
Illinois
$22K – – –
PB
79
Pinnacle Bancorp
Nebraska
$18K – – –
SSB
80
Sandy Spring Bank
Maryland
$15K – – –
AA
81
Ancora Advisors
Ohio
$8K – – –
SPIA
82
Steward Partners Investment Advisory
New York
$7K +$7K +990 New
AF
83
Advisornet Financial
Minnesota
$6K – – –
KTC
84
Kistler-Tiffany Companies
Pennsylvania
$6K +$306 +46 +5%
Northwestern Mutual Wealth Management
85
Northwestern Mutual Wealth Management
Wisconsin
$3K +$3K +385 New
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$1K -$15 -2 -2%
PCG
87
Private Capital Group
Connecticut
$1K – – –
CFD
88
Creative Financial Designs
Indiana
$1K +$1K +148 New
Goldman Sachs
89
Goldman Sachs
New York
– -$417K -75,038 Closed
Bank of Montreal
90
Bank of Montreal
Ontario, Canada
– -$315K -59,827 Closed
AAS
91
Avantax Advisory Services
Texas
– -$256K -46,151 Closed
SWP
92
Stratos Wealth Partners
Ohio
– -$58K -10,489 Closed
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