We are live on ! Find out more
RMT

Royce Micro-Cap Trust
RMT

86 hedge funds and large institutions have $111M invested in Royce Micro-Cap Trust in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 22

2% more capital invested

Capital invested by funds: $109M → $111M (+$2.37M)

2.06% less ownership

Funds ownership: 30.98% → 28.92% (-2.1%)

3% less funds holding

Funds holding: 89 → 86 (-3)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
86
Holders Change
-3
Holders Change %
-3.37%
% of All Funds
1.38%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
33
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Allspring Global Investments
Allspring Global Investments
North Carolina
+$3.16M
2
DI
DFPG Investments
Utah
+$691K
3
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$638K
4
AWM
Apollon Wealth Management
South Carolina
+$482K
5
AAM
Advisors Asset Management
Colorado
+$407K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.54M
2
SFS
Shaker Financial Services
Virginia
-$5.18M
3
PAIM
Punch & Associates Investment Management
Minnesota
-$950K
4
1CP
1607 Capital Partners
Virginia
-$925K
5
Wells Fargo
Wells Fargo
California
-$846K
Name Holding Trade Value Shares
Change 		Change in
Stake
IFWM
51
Institute for Wealth Management
Colorado
$206K – – –
RJT
52
Raymond James Trust
Florida
$202K – – –
Northern Trust
53
Northern Trust
Illinois
$179K +$181K +20,600 New
WAM
54
Weiss Asset Management
Massachusetts
$171K +$173K +19,715 New
Koshinski Asset Management
55
Koshinski Asset Management
Illinois
$163K – – –
LCM
56
Landscape Capital Management
New Jersey
$142K +$144K +16,356 New
DT
57
Diversified Trust
Tennessee
$139K – – –
DC
58
Davenport & Co
Virginia
$139K +$4.31K +490 +3%
9WM
59
9258 Wealth Management
Ohio
$137K +$4.37K +497 +3%
Jane Street
60
Jane Street
New York
$134K +$136K +15,489 New
EC
61
Elequin Capital
New York
$133K +$135K +15,327 New
KAS
62
Kestra Advisory Services
Texas
$128K +$7.13K +811 +6%
HBCM
63
Heron Bay Capital Management
Michigan
$126K -$31.7K -3,601 -20%
SWP
64
Stratos Wealth Partners
Ohio
$110K +$3.46K +394 +3%
SIA
65
Soltis Investment Advisors
Utah
$108K – – –
FFBTD
66
First Financial Bank - Trust Division
Ohio
$93K – – –
NFG
67
Nations Financial Group
Iowa
$90.5K +$91.6K +10,421 New
CWC
68
Carolinas Wealth Consulting
North Carolina
$81.1K – – –
MCC
69
Money Concepts Capital
Florida
$55.2K +$55.9K +6,362 New
JP Morgan Chase
70
JP Morgan Chase
New York
$37K +$37.3K +4,245 New
SPIA
71
Steward Partners Investment Advisory
New York
$31.6K +$10.1K +1,145 +46%
SN
72
Sittner & Nelson
Oregon
$30.2K +$949 +108 +3%
HDIM
73
Hanson & Doremus Investment Management
Vermont
$29K +$396 +45 +1%
BC
74
Barrett & Company
Rhode Island
$28.2K – – –
NHT
75
New Hampshire Trust
New Hampshire
$24.1K +$24.4K +2,775 New
1 2
3
4 5

RMT Hedge Fund Activity: Q4 2022 in Review

86 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2022, worth a combined $111M — up 2.2% from $109M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of RMT and 14 opened new positions — a net loss of 2 holders — while 22 trimmed existing stakes and 33 added.

The largest buyer was Allspring Global Investments, adding an estimated $3.16M. The largest seller was Morgan Stanley, cutting an estimated $5.54M.

  • 86 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2022, down from 89 in Q3 2022.
  • Funds reported $111M of Royce Micro-Cap Trust stock for Q4 2022, up 2.2% quarter-over-quarter.
  • 14 funds opened new Royce Micro-Cap Trust positions in Q4 2022 and 16 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2022 was Allspring Global Investments, an estimated $3.16M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2022 was Morgan Stanley, an estimated $5.54M sold.

Based on aggregated 13F filings for Q4 2022.