RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
–
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
44
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$5.25M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.7M
3
1CP
3
1607 Capital Partners
Virginia
$5.75M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$766K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1.2M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$0
2
HKAM
2
Horizon Kinetics Asset Management
New York
$3.99M
3
AAM
3
Advisors Asset Management
Colorado
$6.03M
4
FFA
4
First Foundation Advisors
California
$156K
5
WAM
5
Wolverine Asset Management
Illinois
$1.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
GC
51
Guggenheim Capital
Illinois
$230K +$230K +29,954 New
Stifel Financial
52
Stifel Financial
Missouri
$222K +$14.5K +1,889 +7%
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$207K +$30.9K +4,034 +18%
Commonwealth Equity Services
54
Commonwealth Equity Services
Massachusetts
$196K -$73.7K -9,620 -27%
CAN
55
Cetera Advisor Networks
California
$195K +$2.52K +328 +1%
IFWM
56
Institute for Wealth Management
Colorado
$185K – – –
HPCM
57
Hunter Perkins Capital Management
Illinois
$171K -$68.9K -9,000 -29%
PC
58
Pecaut & Co
Iowa
$170K -$78.3K -10,224 -32%
FFA
59
First Foundation Advisors
California
$156K -$477K -62,145 -75%
PCP
60
Proficio Capital Partners
Massachusetts
$156K +$1.12K +146 +0.7%
KAS
61
Kestra Advisory Services
Texas
$155K +$155K +20,153 New
DAS
62
Dynamic Advisor Solutions
Arizona
$150K +$1.8K +235 +1%
WAP
63
Wealthcare Advisory Partners
Pennsylvania
$143K -$14.3K -1,862 -9%
NSAM
64
North Star Asset Management
Wisconsin
$142K -$5.46K -712 -4%
BWA
65
Beam Wealth Advisors
Louisiana
$129K +$19.1K +2,502 +17%
Creative Planning
66
Creative Planning
Kansas
$108K +$543 +71 +0.5%
9WM
67
9258 Wealth Management
Ohio
$101K +$944 +122 +0.9%
DT
68
Diversified Trust
Tennessee
$100K – – –
RJT
69
Raymond James Trust
Florida
$100K – – –
CL
70
CSS LLC
Illinois
$98K +$1.82K +236 +2%
SIA
71
Soltis Investment Advisors
Utah
$95K – – –
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$84K +$8 +1 +0%
HighTower Advisors
73
HighTower Advisors
Illinois
$82K -$8.87K -1,160 -10%
FFBTD
74
First Financial Bank - Trust Division
Ohio
$82K +$1.7K +222 +2%
HDIM
75
Hanson & Doremus Investment Management
Vermont
$27K +$229 +30 +0.9%
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