RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

81 hedge funds and large institutions have $89.4M invested in Royce Micro-Cap Trust in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
81
Holders Change
+4
Holders Change %
+5.19%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
35
Reduced
21
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.84M
2
CA
2
Cornerstone Advisors
North Carolina
$1.76M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$937K
4
SFS
4
Shaker Financial Services
Virginia
$2.34M
5
UBS Group
5
UBS Group
Switzerland
$6.7M

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.06M
2
HI
2
HBK Investments
Texas
$0
3
MML Investors Services
3
MML Investors Services
Massachusetts
$439K
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
WAM
5
Weiss Asset Management
Massachusetts
$347K
Name Holding Trade Value Shares
Change 		Shares
Change %
SKK
51
Shepherd Kaplan Krochuk
Massachusetts
$158K – – –
RGC
52
Roberts, Glore & Co
Illinois
$131K – – –
Walleye Capital
53
Walleye Capital
New York
$128K +$128K +15,414 New
DT
54
Diversified Trust
Tennessee
$107K – – –
Millennium Management
55
Millennium Management
New York
$107K +$107K +12,896 New
AllianceBernstein
56
AllianceBernstein
Tennessee
$102K +$102K +12,260 New
HighTower Advisors
57
HighTower Advisors
Illinois
$99K +$967 +118 +1%
CAM
58
Concorde Asset Management
Michigan
$98K +$2.04K +244 +2%
9WM
59
9258 Wealth Management
Ohio
$96K -$2.3K -277 -2%
Creative Planning
60
Creative Planning
Kansas
$96K – – –
AF
61
Advisornet Financial
Minnesota
$96K – – –
DA
62
Doliver Advisors
Texas
$93K +$2.62K +315 +3%
PM
63
Pembroke Management
Quebec, Canada
$92K +$92K +11,000 New
FM
64
Family Management
New York
$87K +$1.81K +218 +2%
GWM
65
Geneos Wealth Management
Colorado
$81K +$1.69K +204 +2%
QCIG
66
Quad-Cities Investment Group
Iowa
$55K +$3.04K +370 +6%
IWA
67
Intercontinental Wealth Advisors
Texas
$30K +$621 +75 +2%
HDIM
68
Hanson & Doremus Investment Management
Vermont
$29K – – –
NSIM
69
North Star Investment Management
Illinois
$25K – – –
PB
70
Pinnacle Bancorp
Nebraska
$24K – – –
RIA
71
Realta Investment Advisors
Delaware
$22K +$22K +2,600 New
VCM
72
Vigilant Capital Management
Maine
$13K +$13K +1,506 New
NC
73
NewSquare Capital
Pennsylvania
$10K +$10K +1,165 New
KTC
74
Kistler-Tiffany Companies
Pennsylvania
$7K +$139 +16 +2%
TRCT
75
Tower Research Capital (TRC)
New York
$5K +$5K +541 New
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3
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