RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

68 hedge funds and large institutions have $99.4M invested in Royce Micro-Cap Trust in 2018 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 28 increasing their positions, 27 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
68
Holders Change
-7
Holders Change %
-9.33%
% of All Funds
1.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
28
Reduced
27
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
Advisory Alpha
Michigan
+$3.31M
2
JIP
Jaffetilchin Investment Partners
Florida
+$852K
3
UBS Group
UBS Group
Switzerland
+$730K
4
Wells Fargo
Wells Fargo
California
+$550K
5
First Trust Advisors
First Trust Advisors
Illinois
+$463K

Top Sellers

1
CA
Cornerstone Advisors
North Carolina
-$2.02M
2
HK
Horizon Kinetics
New York
-$989K
3
Bank of Nova Scotia
Bank of Nova Scotia
Ontario, Canada
-$866K
4
RJA
Raymond James & Associates
Florida
-$630K
5
LCM
Laurion Capital Management
New York
-$500K
Name Holding Trade Value Shares
Change 		Shares
Change %
AF
51
Advisornet Financial
Minnesota
$138K +$138K +14,713 New
Creative Planning
52
Creative Planning
Kansas
$121K -$346K -37,079 -74%
GWM
53
Geneos Wealth Management
Colorado
$120K +$1.57K +168 +1%
DT
54
Diversified Trust
Tennessee
$112K +$2.08K +223 +2%
ACM
55
AlphaStar Capital Management
North Carolina
$111K -$377K -40,395 -77%
RGC
56
Roberts, Glore & Co
Illinois
$106K +$9.86K +1,054 +10%
SWP
57
Stratos Wealth Partners
Ohio
$84K +$72.4K +7,698 +624%
TDC
58
Thompson Davis & Co
Virginia
$56K -$35.3K -3,751 -39%
HDIM
59
Hanson & Doremus Investment Management
Vermont
$32K +$158 +17 +0.5%
PCG
60
Private Capital Group
Connecticut
$31K +$1.54K +163 +5%
NSIM
61
North Star Investment Management
Illinois
$28K +$313 +33 +1%
ASN
62
Advisory Services Network
Georgia
$20K – – –
SWM
63
SeaCrest Wealth Management
New York
$16K – – –
KTC
64
Kistler-Tiffany Companies
Pennsylvania
$7K +$2.54K +270 +57%
Carson Wealth (CWM LLC)
65
Carson Wealth (CWM LLC)
Nebraska
$5K +$5K +561 New
MOS
66
MGO One Seven
Ohio
$3K -$18 -2 -0.6%
Fifth Third Bancorp
67
Fifth Third Bancorp
Ohio
$1K – – –
Bank of Nova Scotia
68
Bank of Nova Scotia
Ontario, Canada
– -$866K -91,650 Closed
LCM
69
Laurion Capital Management
New York
– -$500K -52,888 Closed
MC
70
Matisse Capital
Oregon
– -$228K -24,198 Closed
Millennium Management
71
Millennium Management
New York
– -$189K -20,030 Closed
WAM
72
Weiss Asset Management
Massachusetts
– -$172K -18,239 Closed
Cambridge Investment Research Advisors
73
Cambridge Investment Research Advisors
Iowa
– -$157K -16,606 Closed
MSAM
74
Moloney Securities Asset Management
Missouri
– -$125K -13,236 Closed
TJHA
75
Thomas J. Herzfeld Advisors
Florida
– -$45K -4,780 Closed
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3
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