RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $104M invested in Royce Micro-Cap Trust in 2017 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 30 increasing their positions, 18 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
66
Holders Change
+1
Holders Change %
+1.54%
% of All Funds
1.65%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
12
Increased
30
Reduced
18
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.13M
2
AA
2
Advisory Alpha
Michigan
$2.1M
3
CA
3
Cornerstone Advisors
North Carolina
$6.31M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$861K
5
JIP
5
Jaffetilchin Investment Partners
Florida
$1.3M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$752K
2
Wells Fargo
2
Wells Fargo
California
$4.6M
3
HK
3
Horizon Kinetics
New York
$26.4M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
51
Parametric Portfolio Associates
Washington
$149K -$51.3K -5,454 -26%
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$130K +$5.22K +555 +4%
Susquehanna International Group
53
Susquehanna International Group
Pennsylvania
$125K +$125K +13,290 New
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$124K +$124K +13,233 New
MSAM
55
Moloney Securities Asset Management
Missouri
$122K +$1.57K +168 +1%
DT
56
Diversified Trust
Tennessee
$108K +$2.02K +216 +2%
GWM
57
Geneos Wealth Management
Colorado
$106K +$1.52K +163 +1%
RGC
58
Roberts, Glore & Co
Illinois
$94K +$94K +10,065 New
TJHA
59
Thomas J. Herzfeld Advisors
Florida
$45K – – –
HDIM
60
Hanson & Doremus Investment Management
Vermont
$32K +$160 +17 +0.5%
NSIM
61
North Star Investment Management
Illinois
$27K +$300 +32 +1%
FANJ
62
Financial Architects (New Jersey)
New Jersey
$2K +$38 +4 +2%
GT
63
Glenmede Trust
Pennsylvania
$2K +$2K +235 New
KTC
64
Kistler-Tiffany Companies
Pennsylvania
$2K +$2K +252 New
Fifth Third Bancorp
65
Fifth Third Bancorp
Ohio
$1K +$1K +68 New
Geode Capital Management
66
Geode Capital Management
Massachusetts
– -$393K -45,461 Closed
SG Americas Securities
67
SG Americas Securities
New York
– -$350K -40,407 Closed
WAM
68
Wolverine Asset Management
Illinois
– -$289K -33,443 Closed
Ameriprise
69
Ameriprise
Minnesota
– -$123K -14,177 Closed
FNBT
70
FineMark National Bank & Trust
Florida
– -$111K -12,813 Closed
GC
71
Guggenheim Capital
Illinois
– -$90K -10,446 Closed
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
– -$91K -10,406 Closed
TC
73
TFS Capital
Pennsylvania
– -$88K -10,200 Closed
Creative Planning
74
Creative Planning
Kansas
– -$20K -2,358 Closed
PA
75
Parallel Advisors
California
– -$14K -1,584 Closed
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