RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

65 hedge funds and large institutions have $96.9M invested in Royce Micro-Cap Trust in 2017 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 29 increasing their positions, 18 reducing their positions, and 10 closing their positions.

Holders
65
Holders Change
–
Holders Change %
0%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
29
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.11M
2
PC
2
Pecaut & Co
Iowa
$690K
3
Stifel Financial
3
Stifel Financial
Missouri
$758K
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$393K
5
SG Americas Securities
5
SG Americas Securities
New York
$350K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$6.64M
2
HK
2
Horizon Kinetics
New York
$25.7M
3
MC
3
Matisse Capital
Oregon
$147K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$2.75M
5
Comerica Bank
5
Comerica Bank
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MSAM
51
Moloney Securities Asset Management
Missouri
$111K +$1.41K +163 +1%
TDC
52
Thompson Davis & Co
Virginia
$108K +$10.6K +1,227 +11%
DT
53
Diversified Trust
Tennessee
$98K +$1.8K +208 +2%
GWM
54
Geneos Wealth Management
Colorado
$96K +$4.51K +527 +5%
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$91K – – –
GC
56
Guggenheim Capital
Illinois
$90K +$90K +10,446 New
TC
57
TFS Capital
Pennsylvania
$88K +$88K +10,200 New
TJHA
58
Thomas J. Herzfeld Advisors
Florida
$41K – – –
HDIM
59
Hanson & Doremus Investment Management
Vermont
$29K +$128 +15 +0.4%
NSIM
60
North Star Investment Management
Illinois
$25K +$272 +31 +1%
Creative Planning
61
Creative Planning
Kansas
$20K +$339 +40 +2%
PA
62
Parallel Advisors
California
$14K – – –
MWM
63
Mascoma Wealth Management
New Hampshire
$6K +$6K +733 New
FANJ
64
Financial Architects (New Jersey)
New Jersey
$2K +$29 +3 +1%
Comerica Bank
65
Comerica Bank
Texas
– -$576K -65,727 Closed
LCM
66
Landscape Capital Management
New Jersey
– -$368K -45,099 Closed
CWM
67
Concert Wealth Management
California
– -$309K -38,041 Closed
HFS
68
HL Financial Services
Kentucky
– -$213K -25,349 Closed
STMM
69
South Texas Money Management
Texas
– -$176K -21,000 Closed
SPC
70
Sigma Planning Corp
Michigan
– -$106K -12,647 Closed
RJT
71
Raymond James Trust
Florida
– -$92K -11,000 Closed
VKH
72
Virtu KCG Holdings
New York
– -$85K -10,091 Closed
LA
73
Legacy Advisors
Pennsylvania
– -$3K -421 Closed
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