RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

65 hedge funds and large institutions have $94.9M invested in Royce Micro-Cap Trust in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 25 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
65
Holders Change
-5
Holders Change %
-7.14%
% of All Funds
1.62%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
7
Increased
25
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$25.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$6.25M
3
RCM
3
Rivernorth Capital Management
Florida
$7.79M
4
FFA
4
First Foundation Advisors
California
$779K
5
JIP
5
Jaffetilchin Investment Partners
Florida
$720K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$998K
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$3.46M
3
GFM
3
Gramercy Funds Management
Connecticut
$0
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$0
5
SFS
5
Shaker Financial Services
Virginia
$1.92M
Name Holding Trade Value Shares
Change 		Shares
Change %
DT
51
Diversified Trust
Tennessee
$93K +$1.8K +215 +2%
RJT
52
Raymond James Trust
Florida
$92K – – –
GWM
53
Geneos Wealth Management
Colorado
$89K -$2.54K -305 -3%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$87K – – –
VKH
55
Virtu KCG Holdings
New York
$85K +$85K +10,091 New
TJHA
56
Thomas J. Herzfeld Advisors
Florida
$40K – – –
IA
57
IFP Advisors
Florida
$36K +$685 +81 +2%
HDIM
58
Hanson & Doremus Investment Management
Vermont
$28K +$133 +16 +0.5%
NSIM
59
North Star Investment Management
Illinois
$24K +$272 +32 +1%
Creative Planning
60
Creative Planning
Kansas
$19K -$18.5K -2,258 -49%
PA
61
Parallel Advisors
California
$14K +$14K +1,584 New
LA
62
Legacy Advisors
Pennsylvania
$3K +$3K +421 New
FANJ
63
Financial Architects (New Jersey)
New Jersey
$2K -$195 -20 -9%
GFM
64
Gramercy Funds Management
Connecticut
– -$1.25M -153,363 Closed
Bank of Nova Scotia
65
Bank of Nova Scotia
Ontario, Canada
– -$971K -119,440 Closed
PAG
66
Private Advisor Group
New Jersey
– -$277K -33,183 Closed
CCP
67
Clough Capital Partners
Massachusetts
– -$206K -25,200 Closed
AA
68
AQR Arbitrage
Connecticut
– -$156K -19,243 Closed
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
– -$130K -15,882 Closed
Janney Montgomery Scott
70
Janney Montgomery Scott
Pennsylvania
– -$121K -14,854 Closed
CRC
71
Curi RMB Capital
Illinois
– -$107K -13,100 Closed
Susquehanna International Group
72
Susquehanna International Group
Pennsylvania
– -$95K -11,732 Closed
HighTower Advisors
73
HighTower Advisors
Illinois
– -$93K -11,385 Closed
AA
74
Ancora Advisors
Ohio
– -$14K -1,735 Closed
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