RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

70 hedge funds and large institutions have $94.6M invested in Royce Micro-Cap Trust in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 18 reducing their positions, and 8 closing their positions.

Holders
70
Holders Change
+3
Holders Change %
+4.48%
% of All Funds
1.75%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
11
Increased
36
Reduced
18
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$6.72M
2
HK
2
Horizon Kinetics
New York
$23M
3
MC
3
Matisse Capital
Oregon
$2.45M
4
CA
4
Cornerstone Advisors
North Carolina
$4.51M
5
Morgan Stanley
5
Morgan Stanley
New York
$4.67M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$1.25M
2
FIMG
2
Financial & Investment Management Group
Michigan
$0
3
Bank of Nova Scotia
3
Bank of Nova Scotia
Ontario, Canada
$971K
4
SFS
4
Shaker Financial Services
Virginia
$2.44M
5
GWM
5
Geneos Wealth Management
Colorado
$89K
Name Holding Trade Value Shares
Change 		Shares
Change %
CRC
51
Curi RMB Capital
Illinois
$107K +$107K +13,100 New
MSAM
52
Moloney Securities Asset Management
Missouri
$102K +$102K +12,544 New
FNBT
53
FineMark National Bank & Trust
Florida
$101K +$101K +12,327 New
Susquehanna International Group
54
Susquehanna International Group
Pennsylvania
$95K +$95K +11,732 New
HighTower Advisors
55
HighTower Advisors
Illinois
$93K -$3.51K -430 -4%
SPC
56
Sigma Planning Corp
Michigan
$91K +$91K +11,118 New
RJT
57
Raymond James Trust
Florida
$90K – – –
GWM
58
Geneos Wealth Management
Colorado
$89K -$289K -35,630 -76%
DT
59
Diversified Trust
Tennessee
$89K +$89K +10,910 New
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$85K – – –
TDC
61
Thompson Davis & Co
Virginia
$47K +$891 +110 +2%
TJHA
62
Thomas J. Herzfeld Advisors
Florida
$39K – – –
Creative Planning
63
Creative Planning
Kansas
$37K +$18.9K +2,342 +105%
IA
64
IFP Advisors
Florida
$34K -$19.2K -2,353 -36%
HDIM
65
Hanson & Doremus Investment Management
Vermont
$27.4K +$131 +16 +0.5%
NSIM
66
North Star Investment Management
Illinois
$23K +$9.95K +1,207 +76%
AA
67
Ancora Advisors
Ohio
$14K +$14K +1,735 New
FANJ
68
Financial Architects (New Jersey)
New Jersey
$2K +$36 +4 +2%
FIMG
69
Financial & Investment Management Group
Michigan
– -$3.57M -457,036 Closed
LCS
70
Levin Capital Strategies
New York
– -$363 -46,511 Closed
Geode Capital Management
71
Geode Capital Management
Massachusetts
– -$130K -16,747 Closed
VKH
72
Virtu KCG Holdings
New York
– -$92K -11,827 Closed
Citadel Advisors
73
Citadel Advisors
Florida
– -$80K -10,283 Closed
SSB
74
Sandy Spring Bank
Maryland
– -$49K -6,297 Closed
Carson Wealth (CWM LLC)
75
Carson Wealth (CWM LLC)
Nebraska
– -$3K -357 Closed
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