RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $88.6M invested in Royce Micro-Cap Trust in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
32
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.61M
2
SFS
2
Shaker Financial Services
Virginia
$2.93M
3
Citigroup
3
Citigroup
New York
$1.43M
4
CA
4
Cornerstone Advisors
North Carolina
$3.92M
5
Bank of Nova Scotia
5
Bank of Nova Scotia
Ontario, Canada
$1.55M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.16M
2
FIMG
2
Financial & Investment Management Group
Michigan
$3.57M
3
BWP
3
BSW Wealth Partners
Colorado
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
OA
5
Oxbow Advisors
Texas
$5.37M
Name Market Value Shares Shares
Change 		Shares
Change %
VKH
51
Virtu KCG Holdings
New York
$92K 11,827 +11,827 New
M&T Bank
52
M&T Bank
New York
$89K 11,433 – –
RJT
53
Raymond James Trust
Florida
$86K 11,000 – –
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$81K 10,406 – –
Citadel Advisors
55
Citadel Advisors
Florida
$80K 10,283 +10,283 New
IA
56
IFP Advisors
Florida
$51K 6,530 +125 +2%
SSB
57
Sandy Spring Bank
Maryland
$49K 6,297 -6,500 -51%
TDC
58
Thompson Davis & Co
Virginia
$44K 5,691 +110 +2%
TJHA
59
Thomas J. Herzfeld Advisors
Florida
$37K 4,780 – –
HDIM
60
Hanson & Doremus Investment Management
Vermont
$26K 3,344 +15 +0.5%
Creative Planning
61
Creative Planning
Kansas
$17K 2,234 +41 +2%
NSIM
62
North Star Investment Management
Illinois
$12K 1,582 +31 +2%
Carson Wealth (CWM LLC)
63
Carson Wealth (CWM LLC)
Nebraska
$3K 357 +357 New
TIM
64
Tortoise Investment Management
New York
$2K 250 -250 -50%
FANJ
65
Financial Architects (New Jersey)
New Jersey
$2K 221 +4 +2%
LCS
66
Levin Capital Strategies
New York
$363 46,511 +901 +2%
BWP
67
BSW Wealth Partners
Colorado
– – -53,043 Closed
TC
68
TFS Capital
Pennsylvania
– – -50,983 Closed
UR
69
USCA RIA
Texas
– – -12,328 Closed
SWP
70
Stratos Wealth Partners
Ohio
– – -11,551 Closed
Deutsche Bank
71
Deutsche Bank
Germany
– – -10,448 Closed
TRCT
72
Tower Research Capital (TRC)
New York
– – -4,311 Closed
SEI Investments
73
SEI Investments
Pennsylvania
$0 34 +34 New
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