RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

66 hedge funds and large institutions have $81.5M invested in Royce Micro-Cap Trust in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 26 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
66
Holders Change
-3
Holders Change %
-4.35%
% of All Funds
1.76%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
26
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HK
1
Horizon Kinetics
New York
$19M
2
OA
2
Oxbow Advisors
Texas
$5.37M
3
Wells Fargo
3
Wells Fargo
California
$5.44M
4
1CP
4
1607 Capital Partners
Virginia
$541K
5
RJA
5
Raymond James & Associates
Florida
$1.64M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$234K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
Morgan Stanley
3
Morgan Stanley
New York
$5.9M
4
Bank of Nova Scotia
4
Bank of Nova Scotia
Ontario, Canada
$1.15M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$4.43M
Name Market Value Shares Shares
Change 		Shares
Change %
RJT
51
Raymond James Trust
Florida
$81K 11,000 – –
HighTower Advisors
52
HighTower Advisors
Illinois
$79K 10,783 +173 +2%
Deutsche Bank
53
Deutsche Bank
Germany
$76K 10,448 +9,163 +713%
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$75K 10,406 +10,406 New
GWM
55
Geneos Wealth Management
Colorado
$56K 7,627 -14,023 -65%
IA
56
IFP Advisors
Florida
$47K 6,405 +5,665 +766%
TDC
57
Thompson Davis & Co
Virginia
$41K 5,581 +118 +2%
TJHA
58
Thomas J. Herzfeld Advisors
Florida
$35K 4,780 -424 -8%
TRCT
59
Tower Research Capital (TRC)
New York
$32K 4,311 +4,111 +2,056%
HDIM
60
Hanson & Doremus Investment Management
Vermont
$24K 3,329 +17 +0.5%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$18K 2,461 – –
Creative Planning
62
Creative Planning
Kansas
$16K 2,193 -355 -14%
NSIM
63
North Star Investment Management
Illinois
$11K 1,551 +33 +2%
BBPWM
64
Blue Bell Private Wealth Management
Pennsylvania
$5K 607 -2,293 -79%
TIM
65
Tortoise Investment Management
New York
$4K 500 +500 New
FANJ
66
Financial Architects (New Jersey)
New Jersey
$2K 217 +217 New
WAM
67
Wolverine Asset Management
Illinois
– – -336,268 Closed
AIG
68
American International Group
New York
– – -107,233 Closed
First Trust Advisors
69
First Trust Advisors
Illinois
– – -103,092 Closed
ICM
70
Ionic Capital Management
New York
– – -60,215 Closed
PPA
71
Parametric Portfolio Associates
Washington
– – -57,483 Closed
GWI
72
Grace & White Inc
New York
– – -40,542 Closed
CCP
73
Clough Capital Partners
Massachusetts
– – -34,632 Closed
ST
74
Sentinel Trust
Texas
– – -30,700 Closed
BFM
75
Boothbay Fund Management
New York
– – -16,040 Closed
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