RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

69 hedge funds and large institutions have $66.2M invested in Royce Micro-Cap Trust in 2016 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 34 increasing their positions, 14 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
69
Holders Change
–
Holders Change %
0%
% of All Funds
1.84%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
34
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GFM
1
Gramercy Funds Management
Connecticut
$5.03M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$1.92M
3
HK
3
Horizon Kinetics
New York
$831K
4
BA
4
Bard Associates
Illinois
$2.07M
5
FIMG
5
Financial & Investment Management Group
Michigan
$5.27M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.77M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$693
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
Squarepoint
4
Squarepoint
New York
$0
5
NSAM
5
North Star Asset Management
Wisconsin
$1M
Name Holding Trade Value Shares
Change 		Shares
Change %
SSB
51
Sandy Spring Bank
Maryland
$90K -$105K -15,000 -54%
Stifel Financial
52
Stifel Financial
Missouri
$84K +$8.4K +1,206 +11%
CCP
53
Cardan Capital Partners
Colorado
$81K +$81K +11,576 New
SWP
54
Stratos Wealth Partners
Ohio
$79K +$1.86K +266 +2%
RJT
55
Raymond James Trust
Florida
$77K – – –
HighTower Advisors
56
HighTower Advisors
Illinois
$74K +$74K +10,610 New
TDC
57
Thompson Davis & Co
Virginia
$38K +$897 +129 +2%
TJHA
58
Thomas J. Herzfeld Advisors
Florida
$36K +$69 +10 +0.2%
BA
59
BlackRock Advisors
Delaware
$23K – – –
HDIM
60
Hanson & Doremus Investment Management
Vermont
$23K +$125 +18 +0.5%
BBPWM
61
Blue Bell Private Wealth Management
Pennsylvania
$20K – – –
Creative Planning
62
Creative Planning
Kansas
$18K +$2.88K +407 +19%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$17K – – –
NSIM
64
North Star Investment Management
Illinois
$11K +$261 +36 +2%
Deutsche Bank
65
Deutsche Bank
Germany
$8K +$187 +30 +2%
CK
66
Carnick & Kubik
Colorado
$5K +$5K +745 New
IA
67
IFP Advisors
Florida
$4K -$50K -9,246 -93%
Citigroup
68
Citigroup
New York
$4K +$4K +673 New
TRCT
69
Tower Research Capital (TRC)
New York
$1K -$8.22K -1,643 -89%
Geode Capital Management
70
Geode Capital Management
Massachusetts
$693 -$1.44M – –
SG Americas Securities
71
SG Americas Securities
New York
– -$598K -82,362 Closed
Squarepoint
72
Squarepoint
New York
– -$562K -77,400 Closed
WAM
73
Weiss Asset Management
Massachusetts
– -$231K -31,807 Closed
CS
74
Credit Suisse
Switzerland
– -$195K -26,806 Closed
CCM
75
Coe Capital Management
Illinois
– -$142K -19,618 Closed
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