RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

59 hedge funds and large institutions have $73.8M invested in Royce Micro-Cap Trust in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
59
Holders Change
+9
Holders Change %
+18%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
24
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Weiss Asset Management
Massachusetts
$3.38M
2
NSAM
2
North Star Asset Management
Wisconsin
$4.89M
3
DA
3
Doliver Advisors
Texas
$915K
4
TC
4
TFS Capital
Pennsylvania
$268K
5
LPL Financial
5
LPL Financial
California
$1.28M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$19.3M
3
FAAS
3
First Allied Advisory Services
California
$904K
4
First Trust Advisors
4
First Trust Advisors
Illinois
$856K
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$4K
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
51
Creative Planning
Kansas
$28K +$16.5K +1,657 +144%
DOA
52
D'Orazio & Associates
Virginia
$24K – – –
Thrivent Financial for Lutherans
53
Thrivent Financial for Lutherans
Minnesota
$24K +$4.28K +419 +22%
FM
54
Forward Management
California
$22K +$22K +2,175 New
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$11K -$39.7K -4,049 -78%
MCM
56
Manchester Capital Management
Vermont
$9K – – –
TJHA
57
Thomas J. Herzfeld Advisors
Florida
$4K -$245K -21,871 -98%
TRCT
58
Tower Research Capital (TRC)
New York
$1K +$612 +63 +158%
GFM
59
Gramercy Funds Management
Connecticut
– -$4.78M -405,854 Closed
Fifth Third Bancorp
60
Fifth Third Bancorp
Ohio
– -$59K -5,046 Closed
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