RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

47 hedge funds and large institutions have $90.2M invested in Royce Micro-Cap Trust in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 28 increasing their positions, 10 reducing their positions, and 6 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
28
Reduced
10
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$22.8M
2
GFM
2
Gramercy Funds Management
Connecticut
$8.75M
3
U
3
UBS
Switzerland
$6.04M
4
SG Americas Securities
4
SG Americas Securities
New York
$4.01M
5
FAAS
5
First Allied Advisory Services
California
$1.04M

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$0
2
DA
2
Doliver Advisors
Texas
$153K
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
BI
4
Bulldog Investors
New Jersey
$5.37M
5
TC
5
TFS Capital
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
VKH
51
Virtu KCG Holdings
New York
– -$132K -11,269 Closed
Northwestern Mutual Wealth Management
52
Northwestern Mutual Wealth Management
Wisconsin
– -$20K -1,706 Closed
TRCT
53
Tower Research Capital (TRC)
New York
– -$4K -300 Closed
1 2
3