RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

86 hedge funds and large institutions have $144M invested in Royce Micro-Cap Trust in 2023 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 34 increasing their positions, 24 reducing their positions, and 8 closing their positions.

Holders
86
Holders Change
+4
Holders Change %
+4.88%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.01%
New
12
Increased
34
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$27.5M
2
Allspring Global Investments
2
Allspring Global Investments
North Carolina
$13.5M
3
LPL Financial
3
LPL Financial
California
$2.51M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$10.1M
5
AA
5
AQR Arbitrage
Connecticut
$1.81M

Top Sellers

1
AW
1
Atlas Wealth
Ohio
$0
2
AAM
2
Advisors Asset Management
Colorado
$8.94M
3
Osaic Holdings
3
Osaic Holdings
Arizona
$1.68M
4
Walleye Capital
4
Walleye Capital
New York
$0
5
WAM
5
Wolverine Asset Management
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
CAPTRUST Financial Advisors
26
CAPTRUST Financial Advisors
North Carolina
$913K -$41.8K -4,520 -4%
PAG
27
Private Advisor Group
New Jersey
$828K -$46.2K -5,001 -5%
SC
28
Sapient Capital
Indiana
$792K +$792K +85,680 New
Brown Advisory
29
Brown Advisory
Maryland
$773K – – –
RGC
30
Roberts, Glore & Co
Illinois
$742K +$71.4K +7,729 +11%
LCM
31
Landscape Capital Management
New Jersey
$695K +$422K +45,716 +155%
DI
32
DFPG Investments
Utah
$634K -$32.9K -3,700 -5%
TFCP
33
Twin Focus Capital Partners
Massachusetts
$574K – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$534K +$3.68K +398 +0.7%
EWA
35
EP Wealth Advisors
California
$492K +$10.9K +1,184 +2%
Cohen & Steers
36
Cohen & Steers
New York
$470K – – –
AWM
37
Apollon Wealth Management
South Carolina
$464K +$92 +10 +0%
KIM
38
Karpus Investment Management
New York
$462K – – –
Stifel Financial
39
Stifel Financial
Missouri
$456K +$130K +14,070 +40%
WP
40
WealthShield Partners
North Carolina
$409K +$12.1K +1,307 +3%
DADC
41
D.A. Davidson & Co
Montana
$394K +$3.38K +366 +0.9%
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$379K +$21.9K +2,374 +6%
HC
43
Hara Capital
Washington
$351K +$351K +37,960 New
KWM
44
Kingsview Wealth Management
Oregon
$321K -$15K -1,620 -4%
First Trust Advisors
45
First Trust Advisors
Illinois
$310K -$23.1K -2,495 -7%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$297K -$18.5K -2,000 -6%
FAIM
47
Financial Advocates Investment Management
Washington
$283K +$6.8K +736 +2%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$281K +$14.7K +1,591 +6%
GC
49
Guggenheim Capital
Illinois
$277K +$277K +29,976 New
ARC
50
Advisor Resource Council
Texas
$261K +$261K +28,215 New
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