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RMT

Royce Micro-Cap Trust

83 hedge funds and large institutions have $106M invested in Royce Micro-Cap Trust in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 34 increasing their positions, 25 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 25

5% less capital invested

Capital invested by funds: $111M → $106M (-$5.13M)

2% less funds holding

Funds holding: 8583 (-2)

2.47% less ownership

Funds ownership: 28.86%26.39% (-2.5%)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
83
Holders Change
-2
Holders Change %
-2.35%
% of All Funds
1.32%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
34
Reduced
25
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$829K +$14.5K +1,642 +2%
PAG
27
Private Advisor Group
New Jersey
$783K +$7.31K +829 +0.9%
Brown Advisory
28
Brown Advisory
Maryland
$693K
NAS
29
NWF Advisory Services
California
$670K +$48.4K +5,487 +7%
RGC
30
Roberts, Glore & Co
Illinois
$600K +$94.3K +10,705 +17%
DI
31
DFPG Investments
Utah
$586K +$48.7K +5,529 +8%
TFCP
32
Twin Focus Capital Partners
Massachusetts
$515K
Walleye Capital
33
Walleye Capital
New York
$481K -$77.5K -8,799 -13%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$475K -$10.4K -1,184 -2%
EWA
35
EP Wealth Advisors
California
$431K -$715K -81,116 -61%
Cohen & Steers
36
Cohen & Steers
New York
$421K
AWM
37
Apollon Wealth Management
South Carolina
$415K -$10.3K -1,167 -2%
KIM
38
Karpus Investment Management
New York
$414K
WP
39
WealthShield Partners
North Carolina
$355K -$70.4K -7,983 -16%
DADC
40
D.A. Davidson & Co
Montana
$350K +$10.3K +1,168 +3%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$320K -$47.8K -5,421 -12%
WAM
42
Wolverine Asset Management
Illinois
$311K +$54.8K +6,223 +20%
MC
43
Matisse Capital
Oregon
$302K
KWM
44
Kingsview Wealth Management
Oregon
$301K -$5.42K -615 -2%
First Trust Advisors
45
First Trust Advisors
Illinois
$298K -$9.01K -1,022 -3%
Stifel Financial
46
Stifel Financial
Missouri
$292K -$85.1K -9,656 -21%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$283K -$12.7K -1,445 -4%
PGFC
48
Peapack-Gladstone Financial Corp
New Jersey
$267K -$15.3K -1,736 -5%
FAIM
49
Financial Advocates Investment Management
Washington
$248K +$5.15K +584 +2%
LCM
50
Landscape Capital Management
New Jersey
$244K -$81.9K -9,290 -24%

RMT Hedge Fund Activity: Q3 2023 in Review

83 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2023, worth a combined $106M — down 4.6% from $111M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RMT and 5 opened new positions — a net loss of 2 holders — while 25 trimmed existing stakes and 34 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.43M. The largest seller was Wells Fargo, cutting an estimated $1.33M.

  • 83 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2023, down from 85 in Q2 2023.
  • Funds reported $106M of Royce Micro-Cap Trust stock for Q3 2023, down 4.6% quarter-over-quarter.
  • 5 funds opened new Royce Micro-Cap Trust positions in Q3 2023 and 7 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2023 was Punch & Associates Investment Management, an estimated $1.43M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2023 was Wells Fargo, an estimated $1.33M sold.

Based on aggregated 13F filings for Q3 2023.