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RMT

Royce Micro-Cap Trust

85 hedge funds and large institutions have $111M invested in Royce Micro-Cap Trust in 2023 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 30 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 24

1% more capital invested

Capital invested by funds: $110M → $111M (+$1.19M)

0.44% more ownership

Funds ownership: 28.42%28.86% (+0.44%)

2% less funds holding

Funds holding: 8785 (-2)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
85
Holders Change
-2
Holders Change %
-2.3%
% of All Funds
1.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
30
Reduced
24
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$861K -$624K -74,229 -43%
Brown Advisory
27
Brown Advisory
Maryland
$732K
NAS
28
NWF Advisory Services
California
$660K
DI
29
DFPG Investments
Utah
$636K -$131K -15,574 -18%
AA
30
AQR Arbitrage
Connecticut
$606K +$582K +69,224 New
Walleye Capital
31
Walleye Capital
New York
$585K +$472K +56,160 +523%
TFCP
32
Twin Focus Capital Partners
Massachusetts
$544K
RGC
33
Roberts, Glore & Co
Illinois
$541K +$33.7K +4,002 +7%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$513K +$50.2K +5,967 +11%
AWM
35
Apollon Wealth Management
South Carolina
$449K -$12.6K -1,499 -3%
EWA
36
EP Wealth Advisors
California
$447K +$1.09M +129,358 +3,369%
WP
37
WealthShield Partners
North Carolina
$445K +$62.1K +7,378 +17%
Cohen & Steers
38
Cohen & Steers
New York
$445K
KIM
39
Karpus Investment Management
New York
$438K
Stifel Financial
40
Stifel Financial
Missouri
$393K +$159K +18,901 +73%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$385K -$29.6K -3,517 -7%
DADC
42
D.A. Davidson & Co
Montana
$359K -$15.2K -1,807 -4%
LCM
43
Landscape Capital Management
New Jersey
$339K +$224K +26,689 +221%
First Trust Advisors
44
First Trust Advisors
Illinois
$324K -$11.3K -1,338 -3%
KWM
45
Kingsview Wealth Management
Oregon
$324K
MC
46
Matisse Capital
Oregon
$320K
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$312K +$26.8K +3,189 +10%
PGFC
48
Peapack-Gladstone Financial Corp
New Jersey
$297K -$70.7K -8,412 -20%
WAM
49
Wolverine Asset Management
Illinois
$275K +$264K +31,377 New
FAIM
50
Financial Advocates Investment Management
Washington
$257K +$4.04K +481 +2%

RMT Hedge Fund Activity: Q2 2023 in Review

85 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2023, worth a combined $111M — up 1.1% from $110M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of RMT and 9 opened new positions — a net loss of 2 holders — while 24 trimmed existing stakes and 30 added.

The largest buyer was Punch & Associates Investment Management, adding an estimated $2.94M. The largest seller was 1832 Asset Management, exiting entirely with an estimated $1.43M sold.

  • 85 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2023, down from 87 in Q1 2023.
  • Funds reported $111M of Royce Micro-Cap Trust stock for Q2 2023, up 1.1% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q2 2023 and 11 closed out, a net change of -2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2023 was Punch & Associates Investment Management, an estimated $2.94M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2023 was 1832 Asset Management, an estimated $1.43M sold.

Based on aggregated 13F filings for Q2 2023.