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RMT

Royce Micro-Cap Trust
RMT

87 hedge funds and large institutions have $110M invested in Royce Micro-Cap Trust in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 32 increasing their positions, 28 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

14% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 28

1% more funds holding

Funds holding: 86 → 87 (+1)

0.5% less ownership

Funds ownership: 28.92% → 28.42% (-0.5%)

1% less capital invested

Capital invested by funds: $111M → $110M (-$1.09M)

Holders
87
Holders Change
+1
Holders Change %
+1.16%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
32
Reduced
28
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Allspring Global Investments
Allspring Global Investments
North Carolina
+$713K
2
AAM
Advisors Asset Management
Colorado
+$575K
3
MC
Matisse Capital
Oregon
+$334K
4
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$297K
5
Bank of America
Bank of America
North Carolina
+$295K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.28M
2
1832 Asset Management
1832 Asset Management
Ontario, Canada
-$1.28M
3
1CP
1607 Capital Partners
Virginia
-$1.13M
4
UBS Group
UBS Group
Switzerland
-$567K
5
AW
Atlas Wealth
Ohio
-$232K
Name Holding Trade Value Shares
Change 		Change in
Stake
PAG
26
Private Advisor Group
New Jersey
$760K +$18K +1,967 +2%
DI
27
DFPG Investments
Utah
$745K +$57.9K +6,331 +8%
Brown Advisory
28
Brown Advisory
Maryland
$734K +$45.6K +4,980 +6%
SFS
29
Shaker Financial Services
Virginia
$692K +$129K +14,114 +22%
NAS
30
NWF Advisory Services
California
$660K +$690K +75,397 New
TFCP
31
Twin Focus Capital Partners
Massachusetts
$545K – – –
RGC
32
Roberts, Glore & Co
Illinois
$507K – – –
AWM
33
Apollon Wealth Management
South Carolina
$463K -$18.1K -1,978 -4%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$461K -$18.7K -2,045 -4%
Cohen & Steers
35
Cohen & Steers
New York
$446K -$183K -20,000 -28%
KIM
36
Karpus Investment Management
New York
$439K +$59.5K +6,500 +15%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$417K +$99.2K +10,846 +30%
WP
38
WealthShield Partners
North Carolina
$382K -$109K -11,943 -22%
DADC
39
D.A. Davidson & Co
Montana
$376K +$1.56K +170 +0.4%
PGFC
40
Peapack-Gladstone Financial Corp
New Jersey
$371K -$36.9K -4,031 -9%
First Trust Advisors
41
First Trust Advisors
Illinois
$337K -$95.6K -10,445 -21%
KWM
42
Kingsview Wealth Management
Oregon
$324K -$9.38K -1,025 -3%
MC
43
Matisse Capital
Oregon
$320K +$334K +36,519 New
IF
44
Insight Folios
North Carolina
$296K +$119 +13 +0%
Janney Montgomery Scott
45
Janney Montgomery Scott
Pennsylvania
$285K – – –
RJFSA
46
Raymond James Financial Services Advisors
Florida
$274K -$19.3K -2,106 -6%
M&T Bank
47
M&T Bank
New York
$272K – – –
FAIM
48
Financial Advocates Investment Management
Washington
$253K +$5.5K +601 +2%
Stifel Financial
49
Stifel Financial
Missouri
$229K -$18.2K -1,988 -7%
NA
50
NewEdge Advisors
Louisiana
$210K -$20.1K -2,200 -8%
1
2
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RMT Hedge Fund Activity: Q1 2023 in Review

87 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2023, worth a combined $110M — down 0.98% from $111M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new RMT positions and 7 closed out — a net gain of 2 holders — while 32 added to existing stakes and 28 trimmed.

The largest buyer was Allspring Global Investments, adding an estimated $713K. The largest seller was Morgan Stanley, cutting an estimated $1.28M.

  • 87 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2023, up from 86 in Q4 2022.
  • Funds reported $110M of Royce Micro-Cap Trust stock for Q1 2023, down 0.98% quarter-over-quarter.
  • 9 funds opened new Royce Micro-Cap Trust positions in Q1 2023 and 7 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2023 was Allspring Global Investments, an estimated $713K added.
  • The largest Royce Micro-Cap Trust seller in Q1 2023 was Morgan Stanley, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2023.