RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

104 hedge funds and large institutions have $179M invested in Royce Micro-Cap Trust in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 34 increasing their positions, 38 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
+5
Holders Change %
+5.05%
% of All Funds
1.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
34
Reduced
38
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
1
Parametric Portfolio Associates
Washington
$8.11M
2
1832 Asset Management
2
1832 Asset Management
Ontario, Canada
$3.21M
3
Morgan Stanley
3
Morgan Stanley
New York
$26.3M
4
AAM
4
Advisors Asset Management
Colorado
$11.2M
5
KIM
5
Karpus Investment Management
New York
$19.6M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$9.25M
2
CRC
2
Curi RMB Capital
Illinois
$0
3
AA
3
AQR Arbitrage
Connecticut
$863K
4
UBS Group
4
UBS Group
Switzerland
$8.4M
5
LCM
5
Landscape Capital Management
New Jersey
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$1.22M +$19.4K +1,719 +2%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.22M -$257K -22,770 -17%
MC
28
Moors & Cabot
Massachusetts
$953K +$12.7K +1,123 +1%
Invesco
29
Invesco
Georgia
$921K +$345K +30,562 +60%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$878K +$878K +74,703 New
AA
31
AQR Arbitrage
Connecticut
$863K -$1.19M -105,082 -58%
JRCM
32
Jones Road Capital Management
New York
$735K – – –
TFCP
33
Twin Focus Capital Partners
Massachusetts
$702K – – –
DADC
34
D.A. Davidson & Co
Montana
$665K +$3.87K +342 +0.6%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$651K +$320K +28,292 +96%
GC
36
Guggenheim Capital
Illinois
$619K -$9.13K -808 -1%
First Trust Advisors
37
First Trust Advisors
Illinois
$584K -$9.14K -809 -2%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$578K +$455K +40,228 +369%
PGFC
39
Peapack-Gladstone Financial Corp
New Jersey
$557K +$557K +49,315 New
FAIM
40
Financial Advocates Investment Management
Washington
$528K -$163K -14,442 -24%
Brown Advisory
41
Brown Advisory
Maryland
$485K – – –
RJFSA
42
Raymond James Financial Services Advisors
Florida
$470K +$31.2K +2,761 +7%
AA
43
Advisory Alpha
Michigan
$463K -$113K -9,977 -20%
RGC
44
Roberts, Glore & Co
Illinois
$434K +$5.65K +500 +1%
HA
45
Harborview Advisors
Maine
$390K -$62.6K -5,535 -14%
SKK
46
Shepherd Kaplan Krochuk
Massachusetts
$387K – – –
Citigroup
47
Citigroup
New York
$377K +$6.26K +555 +2%
DWM
48
Dakota Wealth Management
Florida
$367K +$6.78K +600 +2%
DC
49
Davenport & Co
Virginia
$351K -$52.2K -4,618 -13%
M&T Bank
50
M&T Bank
New York
$350K +$1.69K +150 +0.5%
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