RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
+$16.3M
2
Morgan Stanley
Morgan Stanley
New York
+$5.11M
3
Wells Fargo
Wells Fargo
California
+$5.01M
4
MC
Matisse Capital
Oregon
+$3.22M
5
RJA
Raymond James & Associates
Florida
+$996K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$6.19M
2
SFS
Shaker Financial Services
Virginia
-$2.22M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.31M
4
CA
Cornerstone Advisors
North Carolina
-$1.23M
5
WAM
Wolverine Asset Management
Illinois
-$1.17M
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
26
Frontier Wealth Management
Missouri
$1.29M -$38.1K -3,768 -3%
LPL Financial
27
LPL Financial
California
$1.08M +$50.5K +4,990 +5%
LCM
28
Landscape Capital Management
New Jersey
$1.04M +$499K +49,337 +93%
Osaic Holdings
29
Osaic Holdings
Arizona
$1.03M -$7.05K -696 -0.7%
WAM
30
Wolverine Asset Management
Illinois
$1.02M -$1.17M -116,024 -53%
MC
31
Moors & Cabot
Massachusetts
$841K -$293 -29 -0%
JRCM
32
Jones Road Capital Management
New York
$658K +$658K +65,000 New
TFCP
33
Twin Focus Capital Partners
Massachusetts
$629K +$136K +13,450 +28%
FAIM
34
Financial Advocates Investment Management
Washington
$619K -$402K -39,717 -39%
DADC
35
D.A. Davidson & Co
Montana
$592K +$192 +19 +0%
GC
36
Guggenheim Capital
Illinois
$563K +$260K +25,655 +86%
PVWM
37
Point View Wealth Management
New Jersey
$543K -$17.4K -1,718 -3%
First Trust Advisors
38
First Trust Advisors
Illinois
$531K -$21.1K -2,090 -4%
Invesco
39
Invesco
Georgia
$516K +$516K +50,958 New
AA
40
Advisory Alpha
Michigan
$515K +$515K +50,922 New
Brown Advisory
41
Brown Advisory
Maryland
$435K – – –
HA
42
Harborview Advisors
Maine
$405K -$42.6K -4,206 -10%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$393K +$13.8K +1,362 +4%
RGC
44
Roberts, Glore & Co
Illinois
$383K +$20.9K +2,064 +6%
GLLW
45
Graves Light Lenhart Wealth
Virginia
$364K -$198K -19,545 -35%
DC
46
Davenport & Co
Virginia
$361K +$20.5K +2,030 +6%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$347K – – –
Citigroup
48
Citigroup
New York
$332K +$4.47K +442 +1%
DWM
49
Dakota Wealth Management
Florida
$323K +$323K +31,870 New
M&T Bank
50
M&T Bank
New York
$312K +$40 +4 +0%
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