We are live on ! Find out more
RMT

Royce Micro-Cap Trust
RMT

99 hedge funds and large institutions have $153M invested in Royce Micro-Cap Trust in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 39 increasing their positions, 30 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 6

51% more capital invested

Capital invested by funds: $101M → $153M (+$51.7M)

30% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 30

11% more funds holding

Funds holding: 89 → 99 (+10)

4.53% more ownership

Funds ownership: 30.7% → 35.23% (+4.5%)

Holders
99
Holders Change
+10
Holders Change %
+11.24%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
39
Reduced
30
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
+$14.4M
2
Morgan Stanley
Morgan Stanley
New York
+$4.53M
3
Wells Fargo
Wells Fargo
California
+$4.44M
4
MC
Matisse Capital
Oregon
+$2.86M
5
RJA
Raymond James & Associates
Florida
+$883K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$6.19M
2
SFS
Shaker Financial Services
Virginia
-$1.96M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.16M
4
CA
Cornerstone Advisors
North Carolina
-$1.09M
5
WAM
Wolverine Asset Management
Illinois
-$1.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
FWM
26
Frontier Wealth Management
Missouri
$1.29M -$33.8K -3,768 -3%
LPL Financial
27
LPL Financial
California
$1.07M +$44.8K +4,990 +5%
LCM
28
Landscape Capital Management
New Jersey
$1.03M +$443K +49,337 +93%
Osaic Holdings
29
Osaic Holdings
Arizona
$1.03M -$6.24K -696 -0.7%
WAM
30
Wolverine Asset Management
Illinois
$1.02M -$1.04M -116,024 -53%
MC
31
Moors & Cabot
Massachusetts
$841K -$260 -29 -0%
JRCM
32
Jones Road Capital Management
New York
$658K +$583K +65,000 New
TFCP
33
Twin Focus Capital Partners
Massachusetts
$629K +$121K +13,450 +28%
FAIM
34
Financial Advocates Investment Management
Washington
$619K -$356K -39,717 -39%
DADC
35
D.A. Davidson & Co
Montana
$592K +$170 +19 +0%
GC
36
Guggenheim Capital
Illinois
$563K +$230K +25,655 +86%
PVWM
37
Point View Wealth Management
New Jersey
$543K -$15.4K -1,718 -3%
First Trust Advisors
38
First Trust Advisors
Illinois
$531K -$18.7K -2,090 -4%
Invesco
39
Invesco
Georgia
$516K +$457K +50,958 New
AA
40
Advisory Alpha
Michigan
$515K +$457K +50,922 New
Brown Advisory
41
Brown Advisory
Maryland
$435K – – –
HA
42
Harborview Advisors
Maine
$405K -$37.7K -4,206 -10%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$393K +$12.2K +1,362 +4%
RGC
44
Roberts, Glore & Co
Illinois
$383K +$18.5K +2,064 +6%
GLLW
45
Graves Light Lenhart Wealth
Virginia
$364K -$175K -19,545 -35%
DC
46
Davenport & Co
Virginia
$361K +$18.2K +2,030 +6%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$347K – – –
Citigroup
48
Citigroup
New York
$332K +$3.96K +442 +1%
DWM
49
Dakota Wealth Management
Florida
$323K +$286K +31,870 New
M&T Bank
50
M&T Bank
New York
$312K +$36 +4 +0%
1
2
3 4 5

RMT Hedge Fund Activity: Q4 2020 in Review

99 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2020, worth a combined $153M — up 51% from $101M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 6 closed out — a net gain of 10 holders — while 39 added to existing stakes and 30 trimmed.

The largest buyer was Karpus Investment Management, opening a new position worth an estimated $14.4M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.19M sold.

  • 99 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2020, up from 89 in Q3 2020.
  • Funds reported $153M of Royce Micro-Cap Trust stock for Q4 2020, up 51% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2020 and 6 closed out, a net change of +10 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2020 was Karpus Investment Management, an estimated $14.4M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2020 was Rivernorth Capital Management, an estimated $6.19M sold.

Based on aggregated 13F filings for Q4 2020.