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RMT

Royce Micro-Cap Trust
RMT

84 hedge funds and large institutions have $64.2M invested in Royce Micro-Cap Trust in 2020 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 32 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

4% more funds holding

Funds holding: 81 → 84 (+3)

0.62% more ownership

Funds ownership: 27.31% → 27.93% (+0.62%)

3% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 32

33% less capital invested

Capital invested by funds: $96.3M → $64.2M (-$32.1M)

Holders
84
Holders Change
+3
Holders Change %
+3.7%
% of All Funds
1.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
32
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
+$1.21M
2
Bank of America
Bank of America
North Carolina
+$985K
3
AAM
Advisors Asset Management
Colorado
+$956K
4
RCM
Rivernorth Capital Management
Florida
+$945K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$767K

Top Sellers

Rank Fund Capital Flow
1
CA
Cornerstone Advisors
North Carolina
-$2.6M
2
WAM
Wolverine Asset Management
Illinois
-$1.74M
3
Wells Fargo
Wells Fargo
California
-$1.29M
4
HKAM
Horizon Kinetics Asset Management
New York
-$712K
5
LCM
Landscape Capital Management
New Jersey
-$654K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$417K +$578K +75,038 New
Walleye Capital
27
Walleye Capital
New York
$416K +$267K +34,700 +86%
PVWM
28
Point View Wealth Management
New Jersey
$341K +$18K +2,339 +4%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$337K -$5.77K -748 -1%
RJA
30
Raymond James & Associates
Florida
$332K -$91.8K -11,912 -17%
First Trust Advisors
31
First Trust Advisors
Illinois
$326K -$18.7K -2,420 -4%
GLLW
32
Graves Light Lenhart Wealth
Virginia
$320K +$23.5K +3,045 +6%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$315K -$93.3K -12,104 -18%
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$315K +$461K +59,827 New
DADC
35
D.A. Davidson & Co
Montana
$312K +$9.49K +1,231 +2%
PAG
36
Private Advisor Group
New Jersey
$274K +$108K +14,062 +40%
Brown Advisory
37
Brown Advisory
Maryland
$267K -$243K -31,500 -40%
PC
38
Pecaut & Co
Iowa
$259K +$11.6K +1,502 +3%
AAS
39
Avantax Advisory Services
Texas
$256K -$26.1K -3,382 -7%
Truist Financial
40
Truist Financial
North Carolina
$244K +$30.8K +4,000 +10%
HA
41
Harborview Advisors
Maine
$224K +$25.5K +3,306 +9%
TFCP
42
Twin Focus Capital Partners
Massachusetts
$209K -$106K -13,800 -27%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$206K -$3.5K -454 -1%
CRC
44
Curi RMB Capital
Illinois
$195K +$270K +34,964 New
SKK
45
Shepherd Kaplan Krochuk
Massachusetts
$191K – – –
RGC
46
Roberts, Glore & Co
Illinois
$186K +$22.4K +2,900 +9%
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$182K +$8.12K +1,053 +3%
M&T Bank
48
M&T Bank
New York
$179K +$216 +28 +0.1%
Walleye Trading
49
Walleye Trading
New York
$179K +$66.3K +8,600 +37%
Citigroup
50
Citigroup
New York
$173K +$7.61K +987 +3%
1
2
3 4

RMT Hedge Fund Activity: Q1 2020 in Review

84 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q1 2020, worth a combined $64.2M — down 33% from $96.3M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new RMT positions and 6 closed out — a net gain of 6 holders — while 31 added to existing stakes and 32 trimmed.

The largest buyer was Punch & Associates Investment Management, adding an estimated $1.21M. The largest seller was Cornerstone Advisors, cutting an estimated $2.6M.

  • 84 institutional investors held Royce Micro-Cap Trust (RMT) as of Q1 2020, up from 81 in Q4 2019.
  • Funds reported $64.2M of Royce Micro-Cap Trust stock for Q1 2020, down 33% quarter-over-quarter.
  • 12 funds opened new Royce Micro-Cap Trust positions in Q1 2020 and 6 closed out, a net change of +6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q1 2020 was Punch & Associates Investment Management, an estimated $1.21M added.
  • The largest Royce Micro-Cap Trust seller in Q1 2020 was Cornerstone Advisors, an estimated $2.6M sold.

Based on aggregated 13F filings for Q1 2020.